MFDA Completed Hearings

HomeCompleted Hearings › 2018133 - De Thomas Wealth Management Corp.
RegardingLocationDate of Issue and Document Type

De Thomas Wealth Management Corp.

(File No. 2018133)

Richmond Hill, ON

Apr. 29/19News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of De Thomas Wealth Management Corp.)
Apr. 25/19Reasons for Decision
Feb. 14/19News Release (MFDA Hearing Panel approves settlement agreement with De Thomas Wealth Management Corp.)
Feb. 14/19Order
Feb. 6/19Settlement Agreement
Dec. 28/18News Release (MFDA issues Notice of Settlement Hearing in respect of De Thomas Wealth Management Corp.)
Dec. 21/18Notice of Settlement Hearing