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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
De Thomas Wealth Management Corp.
File No. 2018133
Richmond Hill, ON April 29, 2019 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of De Thomas Wealth Management Corp.)
April 25, 2019 Reasons For Decision
February 14, 2019 News Release (MFDA Hearing Panel approves settlement agreement with De Thomas Wealth Management Corp.)
February 14, 2019 Order
February 6, 2019 Settlement Agreement
December 28, 2018 News Release (MFDA issues Notice of Settlement Hearing in respect of De Thomas Wealth Management Corp.)
December 21, 2018 Notice of Settlement Hearing