| Regarding | Location | Date of Issue | Document Type |
|---|---|---|---|
|
De Thomas Wealth Management Corp.
File No. 2018133
|
Richmond Hill, ON | April 29, 2019 | News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of De Thomas Wealth Management Corp.) |
| April 25, 2019 | Reasons For Decision | ||
| February 14, 2019 | News Release (MFDA Hearing Panel approves settlement agreement with De Thomas Wealth Management Corp.) | ||
| February 14, 2019 | Order | ||
| February 6, 2019 | Settlement Agreement | ||
| December 28, 2018 | News Release (MFDA issues Notice of Settlement Hearing in respect of De Thomas Wealth Management Corp.) | ||
| December 21, 2018 | Notice of Settlement Hearing |
