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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Lam, Leo Thach Quang
File No. 201856
Calgary, AB January 25, 2019 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Leo Thach Quang Lam)
January 25, 2019 Reasons For Decision
November 23, 2018 News Release (MFDA Hearing Panel makes findings and imposes sanctions against Leo Thach Quang Lam)
November 22, 2018 Order
July 17, 2018 News Release (MFDA sets date for Hearing on the Merits in the matter of Leo Lam)
July 17, 2018 Order
June 21, 2018 News Release (MFDA announces disciplinary proceeding in respect of Leo Lam)
May 7, 2018 Notice of Hearing