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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Investia Financial Services Inc.
File No. 201881
All Jurisdictions January 23, 2019 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Investia Financial Services Inc.)
January 22, 2019 Reasons For Decision
November 2, 2018 News Release (MFDA Hearing Panel approves settlement agreement with Investia Financial Services Inc.)
November 1, 2018 Order
October 31, 2018 News Release (MFDA issues Notice of Settlement Hearing in respect of Investia Financial Services Inc.)
September 12, 2018 Settlement Agreement
July 23, 2018 Notice of Settlement Hearing