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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Rojas Diaz, Omar Enrique (also known as Omar Rojas)
File No. 202002
Toronto, ON October 8, 2021 News Release (Ontario Securities Commission issues decision in the matter of Omar Enrique Rojas Diaz)
July 16, 2021 News Release (MFDA apply for review of MFDA Hearing Panel decision in respect of Omar Enrique Rojas Diaz)
February 1, 2021 News Release (MFDA Hearing Panel issues Decision (Penalty) and Reasons in the matter of Omar Enrique Rojas Diaz)
January 29, 2021 Decision and Reasons
January 29, 2021 Order
December 15, 2020 News Release (MFDA Hearing Panel reserves judgment on sanctions in the matter of Omar Enrique Rojas Diaz)
December 8, 2020 Agreed Statement of Facts
September 29, 2020 News Release (MFDA schedules date for Hearing on the Merits in the matter of Omar Enrique Rojas Diaz)
September 29, 2020 Order
September 1, 2020 News Release (MFDA announces disciplinary proceeding in respect of Omar Enrique Rojas Diaz)
August 5, 2020 Notice of Hearing