MFDA Completed Hearings

HomeCompleted Hearings › 202002- Omar Enrique Rojas Diaz
RegardingLocationDate of Issue and Document Type

Rojas Diaz, Omar Enrique (also known as Omar Rojas)

(File No. 202002)

Toronto, ON

Oct. 8/21News Release (Ontario Securities Commission issues decision in the matter of Omar Enrique Rojas Diaz)
Jul. 16/21News Release (MFDA apply for review of MFDA Hearing Panel decision in respect of Omar Enrique Rojas Diaz)
Feb. 1/21News Release (MFDA Hearing Panel issues Decision (Penalty) and Reasons in the matter of Omar Enrique Rojas Diaz)
Jan. 29/21Decision and Reasons (Penalty)
Jan. 29/21Order
Dec. 15/20News Release (MFDA Hearing Panel reserves judgment on sanctions in the matter of Omar Enrique Rojas Diaz)
Dec. 8/20Agreed Statement of Facts
Sep. 29/20News Release (MFDA schedules date for Hearing on the Merits in the matter of Omar Enrique Rojas Diaz)
Sep. 29/20Order
Sep. 1/20News Release (MFDA announces disciplinary proceeding in respect of Omar Enrique Rojas Diaz)
Aug. 5/20Notice of Hearing