| Regarding | Location | Date of Issue | Document Type |
|---|---|---|---|
|
Rojas Diaz, Omar Enrique (also known as Omar Rojas)
File No. 202002
|
Toronto, ON | October 8, 2021 | News Release (Ontario Securities Commission issues decision in the matter of Omar Enrique Rojas Diaz) |
| July 16, 2021 | News Release (MFDA apply for review of MFDA Hearing Panel decision in respect of Omar Enrique Rojas Diaz) | ||
| February 1, 2021 | News Release (MFDA Hearing Panel issues Decision (Penalty) and Reasons in the matter of Omar Enrique Rojas Diaz) | ||
| January 29, 2021 | Decision and Reasons | ||
| January 29, 2021 | Order | ||
| December 15, 2020 | News Release (MFDA Hearing Panel reserves judgment on sanctions in the matter of Omar Enrique Rojas Diaz) | ||
| December 8, 2020 | Agreed Statement of Facts | ||
| September 29, 2020 | News Release (MFDA schedules date for Hearing on the Merits in the matter of Omar Enrique Rojas Diaz) | ||
| September 29, 2020 | Order | ||
| September 1, 2020 | News Release (MFDA announces disciplinary proceeding in respect of Omar Enrique Rojas Diaz) | ||
| August 5, 2020 | Notice of Hearing |
