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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Portfolio Strategies Corporation
File No. 202032
Calgary, AB December 1, 2020 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Portfolio Strategies Corporation)
November 30, 2020 Reasons For Decision
August 17, 2020 News Release (MFDA Hearing Panel accepts settlement agreement with Portfolio Strategies Corporation)
August 17, 2020 Order
August 7, 2020 News Release (MFDA issues Notice of Settlement Hearing in respect of Portfolio Strategies Corporation)
August 5, 2020 Notice of Settlement Hearing
July 21, 2020 Settlement Agreement