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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Carte Wealth Management Inc.
File No. 202076
Mississauga, ON February 5, 2021 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Carte Wealth Management Inc.)
February 4, 2021 Reasons For Decision
December 23, 2020 News Release (MFDA Hearing Panel accepts settlement agreement with Carte Wealth Management Inc.)
December 22, 2020 Order
December 7, 2020 News Release (MFDA issues Notice of Settlement Hearing in respect of Carte Wealth Management Inc.)
December 4, 2020 Notice of Settlement Hearing
November 25, 2020 Settlement Agreement