| Regarding | Location | Date of Issue and Document Type | |
|---|---|---|---|
Carte Wealth Management Inc. (File No. 202076) | Mississauga, ON | Feb. 5/21 | News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Carte Wealth Management Inc.) |
| Feb. 4/21 | Reasons for Decision | ||
| Dec. 23/20 | News Release (MFDA Hearing Panel accepts settlement agreement with Carte Wealth Management Inc.) | ||
| Dec. 22/20 | Order | ||
| Dec. 7/20 | News Release (MFDA issues Notice of Settlement Hearing in respect of Carte Wealth Management Inc.) | ||
| Dec. 4/20 | Notice of Settlement Hearing | ||
| Nov. 25/20 | Settlement Agreement | ||
