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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Smith, Mark Allen
File No. 202083
Toronto, ON September 27, 2021 News Release (MFDA Hearing Panel announces sanctions against Mark Smith and issues Decision and Reasons)
September 24, 2021 Decision and Reasons
September 24, 2021 Order
June 29, 2021 News Release (MFDA Hearing Panel reserves judgment on sanctions in the matter of Mark Smith)
March 23, 2021 News Release (MFDA reschedules hearing date in the matter of Mark Smith)
March 22, 2021 Agreed Statement of Facts
February 24, 2021 News Release (MFDA schedules dates for Hearing on the Merits in the matter of Mark Smith)
January 13, 2021 News Release (MFDA announces disciplinary proceeding in respect of Mark Smith)
January 7, 2021 Notice of Hearing