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Completed Hearings

Regarding Location Date of Issue Document Type
Wealthsimple Advisor Services Inc.
File No. 202238
Toronto, ON January 16, 2023 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Wealthsimple Advisor Services Inc.)
December 22, 2022 Reasons For Decision
November 24, 2022 News Release (MFDA Hearing Panel accepts settlement agreement with Wealthsimple Advisor Services Inc.)
November 23, 2022 Order
November 2, 2022 News Release (MFDA issues Notice of Settlement Hearing in respect of Wealthsimple Advisor Services Inc.)
October 31, 2022 Settlement Agreement
September 6, 2022 Notice of Settlement Hearing