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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Quadrus Investment Services Ltd.
File No. 201690
Toronto, ON February 6, 2017 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Quadrus Investment Services Ltd.)
February 2, 2017 Reasons For Decision
January 25, 2017 News Release (MFDA Hearing Panel accepts settlement agreement with Quadrus Investment Services Ltd.)
January 20, 2017 Order
November 23, 2016 News Release (MFDA issues Notice of Settlement Hearing in respect of Quadrus Investment Services Ltd.)
November 17, 2016 Settlement Agreement
November 15, 2016 Notice of Settlement Hearing