Members

  • COVID-19

    On March 11, 2020 the World Health Organization declared the coronavirus outbreak a pandemic.  During these uncertain and fluid times the MFDA continues its mandate to deliver responsible and effective regulation while recognizing the challenges facing Canadian mutual fund dealers and all Canadians.  As the COVID-19 situation continues, the MFDA is committed to working with
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  • MFDA 2019 Seniors Summit

    Welcome and Opening Remarks Speaker: Mark Gordon – President and CEO (MFDA) The New Retirement Reality – Advising Seniors Speaker: Michael Finke – Professor and Frank M. Engle Chair in Economic Security (The American College of Financial Services) Seniors Initiatives from FINRA Speaker: Jim Wrona – Vice-President and Associate General Counsel (Financial Industry Regulatory Authority
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  • MFDA 2019 Seniors Summit - Speakers

    Mark Gordon President and CEO Mutual Fund Dealers Association of Canada Mark joined the Mutual Fund Dealers Association of Canada in November 1998. Prior to being appointed President & CEO, he was the Executive Vice-President and played a key leadership role in developing and building the MFDA into a national SRO with offices in Toronto,
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  • Contact

    MFDA RISK MANAGEMENT CONFERENCE CONTACT Home | Agenda | Register | Speakers | Contact The MFDA Risk Management Conference is hosted by the Mutual Fund Dealers Association of Canada, 121 King Street West, Suite 1000, Toronto, Ontario M5H 3T9 For information about the Summit, please contact: Ken Woodard, MFDA Director of Communications and Membership Services at
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  • Speakers

    MFDA RISK MANAGEMENT CONFERENCE SPEAKERS Home | Agenda | Register | Speakers | Contact Mark Gordon President and CEO Mutual Fund Dealers Association of Canada Mark joined the Mutual Fund Dealers Association of Canada in November 1998. Prior to being appointed President & CEO, he was the Executive Vice-President and played a key leadership role
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  • Register

    MFDA RISK MANAGEMENT CONFERENCE REGISTER Home | Agenda | Register | Speakers | Contact REGISTRATION FOR THE MFDA RISK MANAGEMENT CONFERENCE IS CLOSED

  • Agenda

    MFDA RISK MANAGEMENT CONFERENCE AGENDA Home | Agenda | Register | Speakers | Contact   8:15 – 8:45 Arrival and Breakfast 8:45 – 9:00 Welcome and Opening Remarks Speaker: Mark Gordon – President and CEO (MFDA) 9:00 – 10:00 Systemic Risk in the Financial Sector Speaker: Peter Grant – Chief, Operations and Systemic Risk (Canadian
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  • MFDA Risk Management Conference

    MFDA RISK MANAGEMENT CONFERENCE October 27, 2017 Toronto Region Board of Trade Home | Agenda | Register | Speakers | Contact Confirmed Guest Speakers: Mark Gordon President and CEO Mutual Fund Dealers Association of Canada Michael Arruda Manager, Complaints and Investigations and Chief Privacy Officer Assante Wealth Management Joseph Bajic Chief Compliance Officer and Vice
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