MFDA IPC

  • André Langlois, FSA, FCIA

    Joined the Board in February 2022. President of Desjardins Financial Security Investments Inc. and Senior Vice-President, Independent Network, Sales and Distribution. He is responsible for growth and business development for individual markets across Canada in addition to being in charge of mutual fund dealers in which he has been involved for almost 20 years. Has
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  • Sean Etherington, MSM, CIM

    Joined the Board in May 2020. EVP and Co-head of Canadian Wealth for CI Financial and President of CI Assante Wealth Management.  Sean is responsible for the strategic growth of CI’s Canadian Wealth businesses. As President, Sean is responsible for Assante’s vision and the overall strategic plan for the organization, working to support a leading
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  • Walter A. Pavan, CPA, CA

    Joined the Board in October 2020. An executive with over 30 years of experience in the Canadian financial services industry. Began his career with The Bank of Nova Scotia in 1988 and took on various roles including Chief Financial Officer of the Asset Management division (Scotia Asset Management L.P.) and it’s Mutual Fund Securities Dealer
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  • Donald G. Murray, LL.B., B.A.

    Joined the Board in October 2020. Former Chair and CEO of The Manitoba Securities Commission, where his career spanned 25 years. Prior to that, he practiced law for 20 years with a focus on commercial law and litigation. He served on the Board of Directors of the North American Securities Administrators Association and spent two
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  • Dawn Russell, Q.C.

    Joined the Board and appointed Chair in June 2018. President and vice-chancellor of St. Thomas University since 2011. Prior to that, Dawn practiced law and was a law professor including being appointed the dean of the Dalhousie Law School and held the Purdy Crawford Chair in Business Law. Over her career, Dawn has held various
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  • New IPF Framework

    Date Document Type Description May 12, 2022 News Release Canadian securities regulators announce boards of new SRO and IPF and seek comment on draft documents May 12, 2022 Communiqué de presse Les autorités en valeurs mobilières du Canada annoncent la composition des conseils d’administration du nouvel OAR et du nouveau FG et lancent une consultation
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  • MFDA IPC Privacy Policy

    The MFDA Investor Protection Corporation (“MFDA IPC”) understands the importance of privacy and is committed to protecting personal information under its control. This Policy sets out the principles and practices that the MFDA IPC follows with respect to the collection, use, disclosure and protection of personal information that is in its custody or control. This
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  • Notice to Customers

    To: Customers of W.H. Stuart Mutuals Ltd. On May 31, 2013, the Mutual Fund Dealers Association of Canada (“MFDA”) suspended the rights and privileges of MFDA membership of W.H. Stuart Mutuals Ltd. (“Stuart Mutuals”). The suspension followed previous orders and investigations by the MFDA in respect of Stuart Mutuals and its principal, Marilyn Dianne Stuart
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  • W.H. Stuart Mutuals Ltd.

    On May 31, 2013, the Mutual Fund Dealers Association of Canada (“MFDA”) suspended the rights and privileges of MFDA membership of W.H. Stuart Mutuals Ltd. (“W.H. Stuart”). The suspension followed previous orders and investigations by the MFDA in respect of W.H. Stuart and its principal, Marilyn Dianne Stuart (“Stuart”). W.H. Stuart customer accounts were transferred
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  • Application for CSA Approval

    The OSC published the MFDA IPC’s revised application for approval as a compensation fund in the Ontario Securities Commission Bulletin on February 25, 2005 ((2005) 28 OSCB 2067). The following documents in pdf format refer to the MFDA IPC Application for Approval: OSC Notice Notice and Request for Comment – Revised Application for Approval Application
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