MFDA IPC

  • MFDA IPC Privacy Policy

    The MFDA Investor Protection Corporation (“MFDA IPC”) understands the importance of privacy and is committed to protecting personal information under its control. This Policy sets out the principles and practices that the MFDA IPC follows with respect to the collection, use, disclosure and protection of personal information that is in its custody or control. This
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  • Notice to Customers

    To: Customers of W.H. Stuart Mutuals Ltd. On May 31, 2013, the Mutual Fund Dealers Association of Canada (“MFDA”) suspended the rights and privileges of MFDA membership of W.H. Stuart Mutuals Ltd. (“Stuart Mutuals”). The suspension followed previous orders and investigations by the MFDA in respect of Stuart Mutuals and its principal, Marilyn Dianne Stuart
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  • W.H. Stuart Mutuals Ltd.

    On May 31, 2013, the Mutual Fund Dealers Association of Canada (“MFDA”) suspended the rights and privileges of MFDA membership of W.H. Stuart Mutuals Ltd. (“W.H. Stuart”). The suspension followed previous orders and investigations by the MFDA in respect of W.H. Stuart and its principal, Marilyn Dianne Stuart (“Stuart”). W.H. Stuart customer accounts were transferred
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  • Application for CSA Approval

    The OSC published the MFDA IPC’s revised application for approval as a compensation fund in the Ontario Securities Commission Bulletin on February 25, 2005 ((2005) 28 OSCB 2067). The following documents in pdf format refer to the MFDA IPC Application for Approval: OSC Notice Notice and Request for Comment – Revised Application for Approval Application
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  • CSA Approval Orders

    In May 2005, the MFDA Investor Protection Corporation (“the MFDA IPC”) was recognized by the securities commissions in British Columbia, Alberta, Saskatchewan, Ontario, New Brunswick and Nova Scotia as a compensation fund for customers of mutual fund dealers that are Members of the MFDA. Notices of securities commission approval and approval orders can be found
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  • Annual Reports

    2019 Annual Report (PDF) 2018 Annual Report (PDF) 2017 Annual Report (PDF) 2016 Annual Report (PDF) 2015 Annual Report (PDF) 2014 Annual Report (PDF) 2013 Annual Report (PDF) 2012 Annual Report (PDF) 2011 Annual Report (PDF) 2010 Annual Report (PDF) 2009 Annual Report (PDF) 2008 Annual Report (PDF)

  • MFDA IPC Governance

    Board of Directors The MFDA IPC Board of Directors is comprised of three Public Directors and two Industry Directors. Public Directors Professor Dawn Russell, Q.C. (Chair, Board of Directors) President & Vice-Chancellor St. Thomas University Beat J. Guldimann President Tribeca Consulting Group Clayton Manness, BSA, MSc. Former Minister of Finance, Manitoba Industry Directors Sean Etherington,
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  • MFDA IPC Contacts

      Officers Odarka Decyk, CPA, CA President Tel: 416-943-4606 Email: odecyk@ipc.mfda.ca Bernadette Devine Corporate Secretary Tel: 416-943-7436 Email: bdevine@mfda.ca Contact the MFDA IPC at: 121 King Street West, Suite 1000 Toronto, Ontario M5H 3T9 Tel: (416) 361-6332 or 1-888-466-6332, Option #1 Fax: (416) 361-9781 Website: https://mfda.ca/mfda-investor-protection-corporation/ Email: ipc@ipc.mfda.ca

  • MFDA IPC Coverage

    The MFDA IPC covers customers who incur losses as a result of the insolvency of an MFDA Member Firm. Loss of customer assets may take the form of shortfalls in the amount and type of assets which are held by the Member Firm at the time of insolvency. The MFDA IPC’s objective is to return
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  • MFDA Investor Protection Corporation

    MFDA Investor Protection Corporation (the “MFDA IPC”) is a not-for-profit corporation established by the Mutual Fund Dealers Association of Canada (“MFDA”) to administer an investor protection fund (“Fund”) for the benefit of clients of mutual fund dealers that are members of the MFDA (“Member Firms”). The Fund protects client assets held by a Member Firm
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