MFDA Management

  • Charles Toth

    Charles Toth Vice-President, Enforcement Charles joined the MFDA in 2008 as Enforcement Counsel and was later promoted to Senior Enforcement Counsel. He was appointed as Manager, Litigation in 2014 and as Managing Director, Litigation in 2015. Prior to joining the MFDA, Charles practiced litigation at Fasken Martineau DuMoulin LLP.

  • Paul Reid, CFA, CPA, CMA

    Paul Reid, CFA, CPA, CMA Vice-President, Finance and Administration Paul joined the MFDA in 2003 and is responsible for the accounting, human resources, information technology, and facilities functions. Paul started his career in the securities industry at Strategic Analysis Corporation as a securities analyst and was responsible for researching stocks listed on the TSX Composite
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  • Mark Stott, CA

    Mark Stott, CA Vice-President, Prairie Region Mark joined the MFDA in 2008. He is responsible for MFDA operations in the Prairie Region (Alberta, Saskatchewan, Manitoba, Nunavut and North West Territories). Prior to joining the MFDA, Mark worked with the Alberta Securities Commission for over 9 years, holding various positions in Market Regulation and Enforcement. Mark
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  • Jeff Mount, CA

    Jeff Mount, CA Vice-President, Pacific Region Jeff joined the MFDA in March 2004. He is responsible for MFDA operations in the Pacific Region (British Columbia and Yukon). Prior to joining the MFDA, he was employed by the British Columbia Securities Commission where he was involved in compliance examinations of mutual fund dealers and other registrants.
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  • Paige L. Ward, LL.B.

    Paige L. Ward, LL.B. General Counsel, Corporate Secretary and Vice-President, Policy Paige joined the MFDA in June 2000. She oversees the MFDA’s Policy department, which is responsible for developing and interpreting MFDA regulatory instruments. As General Counsel, she is also primarily responsible for the legal and regulatory affairs of the MFDA. As Corporate Secretary, she
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  • Karen L. McGuinness, CPA, CA

    Karen McGuinness Senior Vice-President, Member Regulation – Compliance Karen McGuinness, Senior Vice-President, Member Regulation – Compliance, has been with the MFDA since its inception in 1998. In addition to having joint responsibility for the MFDA’s investor outreach and Member education initiatives, Karen also oversees the MFDA’s Compliance, Financial Compliance and Membership Services departments. Compliance and
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  • Mark T. Gordon, LL.B.

    Mark T. Gordon, LL.B. President & CEO Mark joined the Mutual Fund Dealers Association of Canada in November 1998. Prior to being appointed President & CEO, he was the Executive Vice-President and played a key leadership role in developing and building the MFDA into a national SRO with offices in Toronto, Calgary and Vancouver. Mark
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  • Senior Management

    Mark T. Gordon President & Chief Executive Officer Karen L. McGuinness Senior Vice-President, Member Regulation – Compliance Paige L. Ward General Counsel, Corporate Secretary & Vice-President, Policy Jeff Mount Vice-President, Pacific Region Paul Reid Vice-President, Finance and Administration Mark Stott Vice-President, Prairie Region Charles Toth Vice President, Enforcement