Comment Letters - Proposed New Policy 11
Comment Letters: Alternative Investment Management Association (AIMA) The Federation of Mutual Fund Dealers Learnedly National Bank Investments Inc.
Proposed Amendments to MFDA Rules 2.3.2 and 2.3.3 Limited Trading Authorization
Comment Letters Association of Canadian Compliance Professionals (ACCP) Aviso Wealth Fidelity Investments Canada The Investment Funds Institute of Canada (IFIC)
Client Focused Reforms (CFR)
Amendments to NI 31-103
For comment period ending August 20, 2021 (Bulletin #0863-P) The Investment Funds Institute of Canada (IFIC) Kenmar Associates Responsible Investment Association (RIA) For comment period ended January 18, 2021 (Bulletin #0843-P) Canadian Advocacy Council of CFA Societies Canada Canadian Foundation for Advancement of Investor Rights (FAIR) The Investment Funds Institute of Canada (IFIC)
Proposed Amendments to MFDA Policy No. 9 Continuing Education (“CE”) Requirements
Comment Letters: Federation of Mutual Fund Dealers FP Canada IG Wealth Management Learnedly Portfolio Strategies Corporation Primerica Smarten Up Institute Sun Life Financial Investment Services (Canada) Inc.
Comment Letters re. Continuing Education (CE) Accreditation Process
Association of Canadian Compliance Professionals (ACCP) The Canadian Institute of Financial Planning (CIFP) CIBC Securities Inc. The Canadian Securities Institute (CSI) Federation of Mutual Fund Dealers The Financial Advisors Association of Canada (Advocis) FP Canada The Investment Funds Institute of Canada (IFIC) IG Wealth Management Independent Financial Brokers of Canada (IFB) Learnedly Canada Inc. National
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Proposed Amendment to MFDA By-Law No. 1, Subsection 24.A (Ombudservice)
The Canadian Advocacy Council for Canadian CFA Institute Societies The Investment Funds Institute of Canada (IFIC)
Proposed Amendments to MFDA Rule 2.3.1(b) Discretionary Trading
Comment Letters Advocis (The Financial Advisors Association of Canada) Assante Wealth Management FAIR Canada (Canadian Foundation for Advancement of Investor Rights) Federation of Mutual Fund Dealers IG Wealth Management The Investment Funds Institute of Canada (IFIC) Investment Planning Counsel (IPC) Investor Advisory Panel Portfolio Management Association of Canada (PMAC) Portfolio Strategies Corporation Quadrus Investment Services
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Proposed Amendments to MFDA By-law No.1 – Sections 1 and 22
Comment Letters The Investment Funds Institute of Canada (IFIC) Kenmar Associates Sun Life Financial Investments Services (Canada) Inc. Portfolio Strategies Corporation