Comment Letters

  • Client Focused Reforms (CFR)
    Amendments to NI 31-103

    For comment period ending August 20, 2021 (Bulletin #0863-P) The Investment Funds Institute of Canada (IFIC) Kenmar Associates Responsible Investment Association (RIA) For comment period ended January 18, 2021 (Bulletin #0843-P) Canadian Advocacy Council of CFA Societies Canada Canadian Foundation for Advancement of Investor Rights (FAIR) The Investment Funds Institute of Canada (IFIC)

  • Comment Letters re. Continuing Education (CE) Accreditation Process

    Association of Canadian Compliance Professionals (ACCP) The Canadian Institute of Financial Planning (CIFP) CIBC Securities Inc. The Canadian Securities Institute (CSI) Federation of Mutual Fund Dealers The Financial Advisors Association of Canada (Advocis) FP Canada The Investment Funds Institute of Canada (IFIC) IG Wealth Management Independent Financial Brokers of Canada (IFB) Learnedly Canada Inc. National
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  • Proposed Amendments to MFDA Rule 2.3.1(b) Discretionary Trading

    Comment Letters Advocis (The Financial Advisors Association of Canada) Assante Wealth Management FAIR Canada (Canadian Foundation for Advancement of Investor Rights) Federation of Mutual Fund Dealers IG Wealth Management The Investment Funds Institute of Canada (IFIC) Investment Planning Counsel (IPC) Investor Advisory Panel Portfolio Management Association of Canada (PMAC) Portfolio Strategies Corporation Quadrus Investment Services
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