By-Law

  • Tableau des modifications aux statuts

    Tableau des modifications aux statuts Section Titre Amendement Acte modificatif Date Bulletin No. 1 Préambule La modification permet de clarifier le fait que les définitions figurant à l’article 1 du Statut no 1 s’appliquent aux Règles et aux Principes directeurs de l’ACFM ainsi qu’à ce Statut. Numéro de règlement 13 Jan. 08, 2007 0246-P 1
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  • Table of MFDA By-Law Amendments

    Section Title Amendment Amending Instrument Date Bulletin No. 1 Preamble Expressly reference Rules and Policies By-Law No. 13 8-Jan-07 0246-P 1 Definitions Definition of “Act” amended By-Law No. 20 26-Sep-14 0615-P 1 Definitions Definition of “Appointments Committee” added By-Law No. 6 5-Dec-03 0048-M 1 Definitions Definition of “Approved Person” By-Law No. 19 6-Dec-13 0587-P 1
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  • Statut No. 1

    STATUT No 1 (tel qu’il a été modifié par les Statut no 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 16, 17, 18, 19, 20, 21 et 23) modifié et consolidé au 7 mai 2020 soit le Statut général de ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS/ MUTUAL FUND DEALERS
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  • STATUT Table Des Matiéres

    STATUT No 1 (tel qu’il a été modifié par les Statut no 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 16, 17, 18, 19, 20, 21 et 23) modifié et consolidé au 7 mai 2020 soit le Statut général de ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS/ MUTUAL FUND DEALERS
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  • By-Law No. 1

    BY-LAW NO. 1 (as amended by By-laws Nos. 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 1,2 13, 14, 16, 17, 18, 19, 20, 21 and 23) Amended and Consolidated to May 7, 2020 being the General By-law of MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS (hereinafter
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  • By-Law – Table of Contents

    BY-LAW NO. 1 (as amended by By-laws Nos. 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 1,2 13, 14, 16, 17, 18, 19, 20, 21 and 23) Amended and Consolidated to May 7, 2020 being the General By-law of MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS (hereinafter
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  • Rules of Procedure | Part F: Monitor

    [Pursuant to Sections 20 (Disciplinary Hearings), 24.1 (Power of Hearing Panels to Discipline), 24.3 (Applications in Exceptional Circumstances), 24.4 (Settlement Agreements) and 24.7 (Monitor) of MFDA By-law No.1] Rule 26 RULE 26: APPOINTMENT OF MONITOR 26.1  Factors to Consider for Appointment of a Monitor In exercising its discretion to appoint a monitor, a Panel may consider:
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  • Rules of Procedure | Part E: Applications in Exceptional Circumstances

    [Pursuant to Section 24.3 (Applications in Exceptional Circumstances) of MFDA By-law No. 1] Rule 24 | Rule 25 RULE 24: COMMENCEMENT OF PROCEEDINGS 24.1  Notice of Application An application pursuant to section 24.3 of MFDA By-law No. 1 shall be commenced by a Notice of Application signed by an officer of the Corporation. The application may
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  • Rules of Procedure | Part D: Membership Application Hearings

    Rule 18 | Rule 19 | Rule 20 | Rule 21 | Rule 22 | Rule 23 RULE 18: COMMENCEMENT OF A MEMBERSHIP APPLICATION HEARING 18.1  Request for Membership Application Hearing A hearing pursuant to section 11.6 of MFDA By-Law No. 1 shall be commenced by an Applicant filing a Request for Membership Application Hearing (a
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  • Rules of Procedure | Part C: Appeals

    [Pursuant to sections 11.8 (Reviews of Membership Approval Hearings) and 24.6.3 (Reviews of Disciplinary Hearings) of By-law No. 1] Rule 16 | Rule 17 RULE 16: COMMENCEMENT OF AN APPEAL 16.1  Notice of Appeal Disciplinary Hearings – An Appellant shall commence an appeal by serving on every other party and filing a single copy of a
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