• Comment Letters - Account Transfers

    Aviso Wealth B2B Bank Financial Services Inc. British Columbia Compliance Officers Forum BlueRock Wealth Management Inc. The Canadian Advocacy Council of CFA Societies Canada CIBC Securities Inc. David Gorveatte Desjardins Financial Security Investments Inc. Desjardins Group Français English The Federation of Mutual Fund Dealers Fidelity Investments Canada Goldstein Financial Investments Inc. Hub Capital Inc. The
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  • Comment Letters re. Continuing Education (CE) Accreditation Process

    Association of Canadian Compliance Professionals (ACCP) The Canadian Institute of Financial Planning (CIFP) CIBC Securities Inc. The Canadian Securities Institute (CSI) Federation of Mutual Fund Dealers The Financial Advisors Association of Canada (Advocis) FP Canada The Investment Funds Institute of Canada (IFIC) IG Wealth Management Independent Financial Brokers of Canada (IFB) Learnedly Canada Inc. National
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  • Consultations

    The MFDA seeks preliminary comment on material policy initiatives in order to ensure that stakeholder views and comments are considered at an early stage in policy development process. Comment on material policy proposals is sought through various means, including consultation papers. In these papers, MFDA staff will advise stakeholders of the nature of the initiative,
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