If you feel uncomfortable with your investment advisor or the investment you are being offered you could:
If you feel uncomfortable with your investment advisor or the product you are being offered you could do all of the above to protect yourself. Often, the names of individuals and products involved in a fraud will come up on internet searches. In addition to the items above, you can contact your dealer’s compliance department or call the MFDA to convey any concerns you may have. You can check whether an individual or firm is registered at www.aretheyregistered.ca. You can also find information on checking an individual’s or firm’s discipline history at www.mfda.ca/investors/advisor.html.