Skip to Main Content
MFDA_INVESTOR_Banner

Investor Knowledge Quiz


Question 6:
You are opening a new account and your investment advisor presents you with a stack of documents that must be signed. You notice that some of the documents are incomplete. When you ask your advisor about this he informs you that he will just fill in the blanks for you later on. What should you do?

Choose an answer:

Sign the document as it is only missing some details

Complete the document and then sign it

Refuse to sign the document until it is complete

Sign the document but don’t date it until it is compete

Both b and c are correct