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Continuing Education

These resources provide guidance for Members regarding Continuing Education (CE) requirements and implementation. Please note that the requirements under MFDA Rule 1.2 and 1.2.6  have been approved / not objected to by the Recognizing Regulators, however they are not yet in force. Further updates and guidance will be posted to this page as development continues.

Proposed Amendments to MFDA Policy No. 9 Continuing Education (“CE”) Requirements

On March 26, 2020, the British Columbia Securities Commission (“BCSC”) published for public comment proposed amendments to MFDA Policy No. 9 Continuing Education (“CE”) Requirements. The comment period ends August 10, 2020.

CE Requirements

  • New MFDA Rules (Specifically MFDA Rules 1.2 (“Definitions”) and 1.2.6 (“Continuing Education”))

Past CE Consultation Papers and Communications

  • January 2020 – Bulletin #0808-P – Continuing Education (CE) Accreditation Process – Summary of Comments
  • September 2019 – Bulletin #0793-P – Proposed MFDA Continuing Education (CE) Requirements – Notice of CSA Approval/Non-Objection
  • July 2019 – Bulletin #0788-P – Continuing Education (CE) Accreditation Process – Request for Comments
  • March 2018 – Bulletin #0743-P – Proposed MFDA Rules 1.2 (Definitions), 1.26 (Continuing Education), and Proposed MFDA Policy No. 9 – Continuing Education (CE) Requirements
  • September 2017 – Bulletin #0730-P – Summary of Comments – MFDA Bulletin #0711-P Request for Comments on the Development of Continuing Education Requirements
  • December 2015 – Bulletin #0666-P – Summary of Comments – MFDA Bulletin #0644-P Request for Comments on the Development of Continuing Education Requirements
  • June 2015 – Bulletin #0644-P – Request for Comments on the Development of Continuing Education Requirements
  • December 2014 – Bulletin #0619-M – Member Working Group for Continuing Education Requirements.