CSA Approval Orders

In May 2005, the MFDA Investor Protection Corporation (“the MFDA IPC”) was recognized by the securities commissions in British Columbia, Alberta, Saskatchewan, Ontario, New Brunswick and Nova Scotia as a compensation fund for customers of mutual fund dealers that are Members of the MFDA.

Notices of securities commission approval and approval orders can be found by selecting the relevant link(s) below.

Alberta

  • Approval Order and Schedule A – Terms and Conditions and Schedule B – Reporting Requirements (January 1, 2021)

British Columbia

  • Approval Order and Schedule A – Terms and Conditions and Schedule B – Reporting Requirements (January 1, 2021)

Saskatchewan

  • Approval Order and Schedule A – Terms and Conditions and Schedule B – Reporting Requirements (January 1, 2021)

Manitoba

  • Approval Order and Schedule A – Terms and Conditions and Schedule B – Reporting Requirements (January 1, 2021)

Ontario

  • Approval Order and Schedule A – Terms and Conditions and Schedule B – Reporting Requirements (January 1, 2021)

New Brunswick

  • Approval Order and Schedule A – Terms and Conditions and Schedule B – Reporting Requirements (January 1, 2021)

Nova Scotia

  • Approval Order and Schedule A – Terms and Conditions and Schedule B – Reporting Requirements (January 1, 2021)

Prince Edward Island

  • Approval Order and Schedule A – Terms and Conditions and Schedule B – Reporting Requirements (January 1, 2021)

Previous notices of securities commissions’ and legacy Approval Orders and the MFDA IPC’s CSA application can be found here: Historical Documents