CUSTODIAL AGREEMENTS

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Contact: Samantha Duffield
Manager, Financial Compliance
Phone: (416) 943-4662
Email: sduffield@mfda.ca

The following is an alphabetical listing of prescribed Custodial Agreements executed as of August 31, 2020 between the Mutual Fund Dealers Association of Canada (MFDA), as bare trustee on behalf of Members, and mutual fund companies and other financial institutions, in accordance to MFDA Staff Notice MSN-0058, Acceptable Securities Locations. Please ensure that your assets held are included in the types of products listed by the entity.

Custodial Agreements

Fund Manager/ Financial Institution

Type of Products

1832 Asset Management L.P.

  • Dynamic Mutual Fund

Mutual Fund / Hedge Fund / Labour Sponsored Fund / Deposit Accounts

Accilent Capital Management Inc.

Pooled Fund

Acker Finley Asset Management Inc.

Mutual Fund

ACM Advisors Ltd.

Mortgage Investment Fund

Acorn Global Investments Inc.

Hedge Fund

ADS Canadian Bank

GIC’s / High Interest Savings Account

AGF Investments Inc.

  • Acuity Pooled Funds
  • AGF Pooled Funds
  • AGF family of mutual funds
  • AGF Elements family of mutual funds
  • Harmony family of mutual funds

Mutual Fund / Pooled Fund

AIP Asset Management Inc.

Mutual Fund / Hedge Fund / Limited Partnership

AlphaNorth Asset Management

Mutual Fund

Arrow Capital Management Inc.

Investment Products

ATB Investment Management Inc.

Mutual Fund

Aurion Capital Management Inc.

Pooled Fund

Aventine Management Group Inc.

Mutual Fund

B2B Bank

GIC’s / High Interest Investment Accounts

Bank of Montreal

GIC’s / High Interest Savings Accounts

Bank of Montreal Mortgage Corporation

GIC’s

Bank of Nova Scotia (The)

GIC’s

Barometer Capital Management Inc.

Mutual Fund / Pooled Fund

Barrantagh Investment Management Inc.

Mutual Fund

BC Advantage Fund Management Limited

Venture Capital Corporation (VCC) Funds

B.E.S.T. Investment Counsel Limited

Mutual Fund / Labour Sponsored Fund

Beutel, Goodman & Company Ltd.

Mutual Fund

BlackRock Asset Management Canada Limited

Mutual Fund

BMG Management Services Inc.

Mutual Fund

BMO Asset Management Inc.

Pooled Fund/ETFs

BMO Investments Inc.

  • BMO Mutual Funds

Mutual Fund

BMO InvestorLine Inc.

Investment Products

BMO Life Assurance Company

  • BMO Guaranteed Investment Funds

Segregated Fund

BMO Nesbitt Burns Inc.

Investment Products / Linked Notes

BMO Private Investment Counsel Inc.

Mutual Fund

BMO Trust Company

GIC’s / High Interest Savings Account

BNP Paribas (Canada)

Principal Protected Linked Notes

Brandes Investment Partners & Co.

Mutual Fund

Brandywine Global Investment Management (Canada), ULC

Mutual Funds / Pooled Fund

Bridgewater Bank

GIC’s

Bridging Finance Inc.

Pooled Fund

British Columbia Discovery Fund (VCC) Inc.

Venture Capital Fund

Brompton Funds Limited

Investment Products

CADO Investment Fund Management Inc.

Mutual Fund

Caisse populaire acadienne ltée (UNI)

GIC’s

Caisse Populaire d’Alban Limited

GIC’s

Caldwell Investment Management Ltd.

Mutual Fund

Canada Life Assurance Company (The)

Segregated Fund

Canadian Imperial Bank of Commerce

Mutual Fund / GIC’s / Principal Protected Notes / Deposit Accounts

Canadian Tire Bank

GICs

Canadian Western Bank

GIC’s

Canadian Western Trust Company

GIC’s

Canoe Financial LP

  • EnerVest Natural Resource Fund
  • Canoe family of Funds

Mutual Fund

Capital International Asset Management

(Canada), Inc.

Mutual Fund

Capstone Asset Management Inc.

Pooled Fund

Central 1 Credit Union

Term Deposits

Centurion Asset Management Inc.

REIT

Chou Associates Management Inc.

Mutual Fund

CIBC Asset Management Inc.

Mutual Fund

CIBC Mortgages Inc.

GIC’s / Deposit Accounts

CIBC Trust Corporation

GIC’s / Deposit Accounts

CI Investments Inc.

  • United Financial family of funds
  • Lakeview Asset Management family of funds

Investment Products

Citizens Bank of Canada

Term Deposits / Demand Accounts

Coast Capital Savings Credit Union

GIC’s

Communication Technologies Credit Union Limited

GIC’s

Community Trust Company

GIC’s

Concentra Financial Services Association

GIC’s

Connor, Clark & Lunn Funds Inc.

Mutual Fund

Connor, Clark & Lunn Private Capital Ltd.

Mutual Fund

Counsel Portfolio Services Inc.

Mutual Fund

Covington Capital Corporation

Labour Sponsored Fund

Crystal Wealth Management System Limited

Mutual Fund

Davis-Rea Ltd./Davis-Rea Ltee.

Mutual Fund / Pooled Fund

Desjardins Financial Security Life Assurance Company

Annuity Contracts / Deferred Annuity Contacts / Individual Variable Insurance Contracts / Insurance Contracts

Desjardins Société de Placement Inc.

Mutual Fund / Desjardins Mutual Funds

Difference Capital Management Inc.

Hedge Fund

Dimensional Fund Advisors Canada ULC.

Mutual Fund

EdgePoint Wealth Management Inc.

Mutual Fund

Educators Financial Group Inc.

Mutual Fund

Effort Trust Company (The)

GIC’s

Empire Life Insurance Company (The)

  • Segregated Funds
  • Interest investment options provided within an insurance contract

Segregated Fund

Empire Life Investments Inc.

Mutual Fund

Encasa Financial Inc.

Mutual Fund

Épargne Placement Québec

Savings Products

Epic Capital Management Inc.

Pooled Fund

Equilibrium Capital Management Inc.

Mutual Fund

Equitable Bank

GIC’s / High Interest Savings Account

Equitable Trust

GIC’s / High Interest Savings Account

Equiton Capital Inc.

  • Equiton Residential Income Fund Trust

Pooled Fund

Equity Credit Union INc.

GIC’s

Excel Funds Management Inc.

Mutual Fund

Fédération des caisses Desjardins Du Québec

  • For itself and on behalf of its member caisses

GIC’s / Shares / PPNs

Fédération des caisses PopulairesDe L’Ontario Inc.

  • For itself and on behalf of its member caisses

GIC’s / Shares

Fidelity Investments Canada ULC

Mutual Fund

Fiducie Desjardins Inc.

Mutual Fund / Segregated Fund / GIC’s

Fiera Capital Corporation

Mutual Fund / Hedge Fund / PPN’s / Structured Products / Pooled Fund / Segregated Fund

Finnish Credit Union Limited

GIC’s

First Asset Investment Management Inc.

Mutual Fund

Fonds Férique

Mutual Fund

Franklin Templeton Investments Corp.

Mutual Fund / Pooled Fund / Segregated Fund

FrontierAlt Funds Management Limited

Mutual Fund

FT Portfolios Canada Co.

Mutual Fund

Fusion Credit Union Limited

GIC’s

Galileo Global Equity Advisors Inc.

Mutual Fund

General Bank of Canada

GIC’s

Genus Capital Management Inc.

Pooled Fund

GFI Investment Counsel Ltd.

  • Good Opportunities Fund

Hedge Fund

Global Growth Assets Inc.

Mutual Fund

Globevest Capital Ltd.

Mutual Fund

Golden Opportunities Fund Inc.

Labour Sponsored Investment Fund

Goodman & Company, Investment Counsel, Inc.

  • Goodman Bluespring Fund

Mutual Fund / Limited Partnership / Alternative Investment Fund

Goodwood Inc.

Mutual Fund / Hedge Fund

Gravitas Securities Inc.

Mutual Fund

Great-West Life Assurance Company (The)

Segregated Fund

GrowthWorks Atlantic Ltd.

Labour Sponsored Fund

GrowthWorks Capital Limited

  • Working Opportunity Fund (EVCC) Ltd.

Labour Sponsored Fund

GrowthWorks WV Management Ltd.

Labour Sponsored Fund

Guardian Capital LP

Pooled Funds / Mutual Fund

Hamilton Municipal Employees’ Credit Union Limited

GIC’s

Harvest Portfolios Group Inc.

Mutual Fund

Haventree Bank

GIC’s

Hillsdale Investment Management Inc.

Mutual Fund / Hedge Fund

Home Bank

GIC’s / High Interest Savings Account

Home Trust Company

GIC’s / High Interest Savings Account

HomEquity Bank

GIC’s

Horizons ETFs Management (Canada) Inc.

Mutual Fund / Pooled Fund

HSBC Bank Canada

GIC’s

HSBC Global Asset Management (Canada) Limited

Mutual Fund

HSBC Mortgage Corporation (Canada)

GIC’s

HSBC Trust Company (Canada)

GIC’s

IA Clarington Investments Inc.

Mutual Fund / Investment Products

I.A. Michael Investment Counsel Ltd.

  • ABC Funds

Mutual Fund

ICICI Bank Canada

GIC’s

I.G. Investment Management, Ltd.

Mutual Fund

Industrial Alliance Insurance and Financial Services Inc.

Segregated Fund

Industrial Alliance Trust Inc.

GIC’s

Integra Capital Limited

Mutual Fund

Invesco Canada Ltd.

Mutual Fund / Segregated Fund

Invico Capital Corporation

Limited Partnership / Private Mutual Fund Trust

Island Savings Credit Union

GIC’s

Italian Canadian Savings & Credit Union Limited

GIC’s

ivari

Segregated Fund / SPIA Contracts

JC Clark Ltd.

Pooled Fund

JDM Investment Partners Ltd.

Mutual Fund

Kensington Capital Advisors Inc.

All Investment Products

Laurentian Bank of Canada

GIC’s

Laurentian Trust of Canada Inc.

GIC’s

LBC Trust

GIC’s

League Savings and Mortgage Company

GIC’s

League Savings and Mortgage Company

GIC’s

Leith Wheeler Investment Counsel Ltd.

Mutual Fund

Lincluden Investment Management Limited

Mutual Fund

LOGiQ Asset Management Ltd.

Mutual Fund / Hedge Fund / Labour Sponsored Fund / Structured Products

LOGiQ Capital 2016

Mutual Fund / Hedge Fund / Labour Sponsored Fund

Lysander Funds Limited

Mutual Fund

Mackenzie Financial Corporation

  • Saxon funds

Mutual Fund / Segregated Fund

Majestic Asset Management LLC

Mutual Fund / Pooled Fund / Hedge Fund

Manufacturers Life Insurance Company (The)

GIC’s / Segregated Fund / Term Fund

Manulife Asset Management Limited

Mutual Fund / Segregated Fund / Pooled Funds

Manulife Bank of Canada

GIC’s / Investment Savings Account

Manulife Trust Company

GIC’s / Investment Savings Account

Marquest Asset Management Inc.

  • Marquest family of mutual funds and LPs
  • Matrix family of mutual funds and LPs
  • EnergyFields LPs
  • MineralFields LPs
  • Pathway LPs

Pooled Fund/ Institutional Fund / Mutual Fund / Limited Partnership

Mawer Investment Management Ltd.

Mutual Fund

MCAN Mortgage Corporation

GIC’s

McElvaine Investment Management Ltd.

Mutual Fund

McLean Asset Management Ltd.

  • ROMC Trust

Mutual Fund

MD Financial Management Inc.

Mutual Fund

Merrill Lynch Canada Inc.

Linked Notes

MFS Investment Management Canada Limited

Mutual Fund

Middlefield Limited

Mutual Fund

Momentum Credit Union

GIC’s

Montreal Trust Company of Canada

GIC’s

Natcan Trust Company

Mutual Fund / GIC’s / PPN’s

National Bank Investments Inc.

  • Altamira Mutual Funds

Mutual Fund / GIC’s / PPN’s / Investment Savings Account

National Bank of Canada

GIC’s / PPN’s

National Bank Trust Inc.

Mutual Fund / GIC’s / PPN’s

National Trust Company

GIC’s

Natixis Investment Managers Canada LP.

Mutual Fund

NBCN Inc.

ETFs

NCM Asset Management Ltd.

  •  NCM Group Of Funds

Mutual Fund / Limited Partnership

NewGen Asset Management Limited

Trust Units / Limited Partnership Units

Next Edge Capital Corp.

Hedge Fund / Mutual Fund

NinePoint Partners LP

Mutual Fund / Hedge Fund / Limited Partnership

Niverville Credit Union Limited

GIC’s

Northwest & Ethical Investment LP

Mutual Fund

OceanRock Investments Inc.

Mutual Fund

Oshawa Community Credit Union Limited

GIC’s

Peace Hills Trust Company

GIC’s

Pembroke Private Wealth Management Ltd.

Mutual Fund

PenderFund Capital Management Ltd.

Labour Sponsored Fund / Venture Capital Fund / Mutual Fund

Peoples Trust Company

GIC’s

Picton Mahoney Asset Management

Hedge Fund / Mutual Fund

PIMCO Canada Corp.

Mutual Fund

Polar Asset Management Partners Inc.

Hedge Fund

Portland Investment Counsel Inc.

Investment Funds / Limited Partnerships

President’s Choice Bank

GIC’s

Primevest Capital Corp.

Hedge Fund

Prospera Credit Union

GIC’s

Purpose Investments Inc.

Mutual Fund

Putnam Investments Inc.

Mutual Fund

Qwest Investment Fund Management Ltd.

Mutual Fund

RBC Global Asset Management Inc.

Mutual Fund / Hedge Fund / PPN’s

RBC Life Insurance Company

Segregated Fund

Redwood Asset Management Inc.

Hedge Fund / Mutual Fund

R.E.G.A.R. Gestion Privée Inc.

Mutual Fund

ResMor Trust Company

GIC’s

Resolute Funds Limited

Mutual Fund

Return on Innovation Advisors Ltd.

Mutual Fund / Labour Sponsored Fund / Pooled Funds

RFA Bank of Canada

GIC’s

RN Croft Financial Group Inc.

Mutual Fund / Pooled Fund

Royal Bank of Canada

GIC’s / Investment Savings Account / Structured Notes

Royal Bank Mortgage Corporation

GIC’s / Investment Savings Account

Royal Trust Company (The)

GIC’s / Investment Savings Account

Royal Trust Corporation of Canada

GIC’s / Investment Savings Account

RP Investment Advisors LP

Mutual Fund / Hedge Fund

Russell Investments Canada Limited

  • LifePoints family of mutual funds
  • Russell Group family of mutual funds
  • Sovereign family of mutual funds

Mutual Fund

SaskWorks Venture Fund Inc.

Labour Sponsored Fund

Scotia Capital Inc.

Mutual Fund / Segregated Fund / GIC’s / Linked Notes / Debt, Equity and Money Market Instruments

Scotia Mortgage Corporation

GIC’s

SEI Investment Canada Company

Mutual Fund

Sentry Investments Inc.

Mutual Fund / Structured Notes

Silvercreek Management Inc.

Limited Partnership

Société Générale (Canada)

Principal Protected Notes

Spartan Fund Management Inc.

Hedge Fund

Sprott Asset Management LP

Mutual Fund / Hedge Fund / Limited Partnership

SSQ, Société d’assurances-vie Inc.

Segregated Fund / GIC’s

Starlight Investments Capital LP

Mutual Fund

Steadyhand Investment Management Ltd.

Mutual Fund

Stone Asset Management Limited

Mutual Fund

Sun Life Assurance Company Of Canada

Segregated Fund Contracts

Sun Life Financial Trust Inc.

GIC’s

Sun Life Global Investments (Canada) Inc.

Mutual Fund

Tangerine Bank

Mutual Fund / GIC’s / Savings Accounts

Tangerine Investment Management Inc.

Tangerine Investment Funds

Taylor Asset Management Inc.

Pooled Fund

TD Bank Financial Group

  • The Toronto-Dominion Bank
  • TD Asset Management Inc.
  • TD Pacific Mortgage Corporation
  • TD Mortgage Corporation
  • The Canada Trust Company
  • First Nations Bank of Canada

Investment Products

TD Securities Inc.

Linked Notes

TD Waterhouse Canada Inc.

Investment Products

Terra Fund Management Ltd.

  • Terra family of mutual funds and LPs

Mutual Fund / Limited Partnership

Thornmark Asset Management Inc.

Pooled Fund

Timbercreek Investment Management Inc.

Mutual Fund / Limited Partnership

Toronto Trust Management Ltd.

  • Friedberg Mercantile Group family of funds

Mutual Fund / Investment Funds

Tradex Management Inc.

Mutual Fund

Trez Capital Fund Management Limited Partnership

Investment Products

Value Partners Investment Inc.

Mutual Fund

Vancouver City Savings Credit Union

Term Deposits

Vanguard Investment Canada Inc.

Mutual Fund

Vantage Asset Management Inc.

Pooled Fund

Venator Capital Management Ltd.

  • Venator Founders Fund
  • Venator Income Fund
  • Venator Investment Trust

Hedge Fund

VersaBank

GIC’s

Vertex One Asset Management Inc.

Mutual Fund / Hedge Fund

VL Advisors Inc.

Labour Sponsored Fund

Wave Cycle Mutual Funds Ltd.

Mutual Fund

Wealth One Bank of Canada

GIC’s / Investment Savings Account

Williams Lake and District Credit Union

GIC’s

Yorkville Asset Management Inc.

Mutual Fund

Zag Bank

GIC’s / High Interest Savings Account


Custodial Agreements

Additions to List since December 21, 2007

Fund Manager/ Financial Institution

Type of Products

Date Approved

Accilent Capital Management Inc.

Pooled Fund

October 28, 2019

Acorn Global Investments Inc.

Hedge Fund

January 26, 2010

AIP Asset Management Inc.

Mutual Fund / Hedge Fund / Limited Partnership

February 13, 2017

AlphaNorth Asset Management

Mutual Fund

June 21, 2011

Aurion Capital Management Inc.

Pooled Fund

April 26, 2010

Bank of Montreal Mortgage Corporation

GIC’s

April 28, 2008

Barometer Capital Management Inc.

  • Barometer Global Tactical Balanced Pool
  • Barometer High Income Pool
  • Barometer Long Short Equity Pool
  • Barometer Equity Pool

Pooled Fund

February 26, 2010

Barrantagh Investment Management Inc.

Mutual Fund

June 24, 2019

B2B Trust

High Interest Investment Accounts

October 15, 2008

BC Advantage Fund Management Inc.

Venture Capital Corporation (VCC) Funds

October 14, 2014

BlackRock Asset Management Canada Limited

Mutual Funds

September 27, 2013

Blumont Capital Corporation

Pooled Fund / PPN’s / Limited Partnerships / Alternative Investment

August 19, 2010

BMO Life Assurance Company

Segregated Fund

September 4, 2015

BNP Paribas (Canada)

Principal Protected Linked Notes

August 9, 2010

Bridging Finance Inc.

Pooled Fund

February 12, 2014

Brompton Funds Limited

Investment Products

June 10, 2013

CADO Investment Fund Management Inc.

Mutual Fund

January 30, 2019

Caisse Populaire d’Alban Limited

GIC’s

May 29, 2008

Canadian Imperial Bank of Commerce

Principal Protected Notes

July 16, 2009

Canadian Tire Bank

GICs

November 14, 2012

Canoe Financial LP

Mutual Fund

March 31, 2011

Centurion Apartment REIT Management Inc.

REIT

November 21, 2012

CFF Bank

GIC’s

May 2, 2014

CFF Bank

High Interest Savings Account

May 20, 2016

CGS Asset Management Ltd.

Mutual Fund

October 16, 2009

CI Investments Inc.

Investment Products

June 2, 2009

Communication Technologies Credit Union Limited

GIC’s

December 31, 2007

Connor, Clark & Lunn Funds Inc.

Mutual Fund

September 18, 2015

Covenant Capital Management Inc.

Pooled Fund

October 16, 2012

Covington Capital Corporation

Labour Sponsored Fund

February 14, 2012

Credit Union Central of British Columbia

Term Deposits

December 31, 2007

Davis-Rea Ltd./Davis-Rea Ltee.

Mutual Fund / Pooled Fund

May 28, 2014

Delphi Asset Management Inc.

Hedge Fund

June 30, 2008

Desjardins Société de Placement Inc.

Mutual Fund / Desjardins Mutual Fund

November 30, 2012

EdgePoint Wealth Management Inc.

Mutual Fund

October 29, 2008

Empire Life Investments Inc.

Mutual Fund

February 8, 2012

Encasa Financial Inc.

Mutual Fund

December 12, 2017

Equity Financial Trust Company

GIC’s

November 2, 2010

Equitable Bank

High Interest Savings Account

October 8, 2014

Equitable Trust

GIC’s / High Interest Savings Account

March 6, 2019

Equiton Capital Inc.

  • Equiton Residential Income Fund Trust
Pooled Fund

April 23, 2019

Fédération des caisses Desjardins Du Québec

PPN’s

January 8, 2019

Fédération des caisses Populaires De L’Ontario Inc.

  • For itself and on behalf of its member caisses

GIC’s / Shares

April 30, 2008

Fiera Capital Inc.

Mutual Fund

May 27, 2008

First Asset Investment Management Inc.

  • Criterion Investments Family of Funds

Mutual Fund

December 4, 2009

Friedberg Mercantile Group Ltd.

Mutual Fund

December 31, 2007

Fusion Credit Union Limited

GIC’s

January 22, 2019

General Bank of Canada

GIC’s

April 29, 2008

Genus Capital Management Inc.

Pooled Fund

June 27, 2016

GFI Investment Counsel Ltd.

  • Good Opportunities Fund

Hedge Fund

October 30, 2017

Global Growth Assets Inc.

Mutual Fund

June 6, 2013

Globevest Capital Ltd.

Mutual Fund

January 8, 2015

Goodman & Company, Investment Counsel, Inc.

  • Goodman Bluespring Fund

Mutual Fund / Limited Partnership / Alternative Investment Fund

June 8, 2015

Guardian Capital LP

Pooled Fund

October 15, 2008

Guardian Capital LP

Mutual Fund

October 31, 2011

Harvest Portfolios Group Inc.

Mutual Fund

July 21, 2011

Hesperian Capital Management Ltd.

  • Norrep Group Of Funds

Mutual Fund / Limited Partnership

November 13, 2013

HomEquity Bank

GIC’s

November 27, 2017

HSBC Global Asset Management (Canada) Limited

Mutual Fund

March 24, 2014

IA Clarington Investments Inc.

Investment Products

August 31, 2010

Industrial Alliance Trust Inc.

GIC’s

October 31, 2011

ING Direct Asset Management Limited

ING Direct Streetwise Fund

February 28, 2008

Invico Capital Corporation

Limited Partnership / Private Mutual Fund Trust

March 27, 2019

Island Savings Credit Union

GIC’s

December 31, 2007

Italian Canadian Savings & Credit Union Limited

GIC’s

December 31, 2007

JC Clark Ltd.

Pooled Fund

December 15, 2010

JDM Investment Partners Ltd.

Mutual Fund

February 16, 2010

JovFinancial Solutions Inc.

Mutual Fund

October 21, 2013

Kensington Capital Advisors Inc.

Private Equity Fund / Hedge Fund

May 19, 2015

League Savings and Mortgage Company

GIC’s

June 11, 2019

Lincluden Investment Management Limited

Mutual Fund

September 4, 2013

Lionridge Capital Management Inc.

Mutual Fund / Pooled Fund

February 26, 2010

Lysander Funds Limited

Mutual Fund

March 28, 2013

Majestic Asset Management LLC

Mutual Fund / Pooled Fund / Hedge Fund

October 24, 2016

Manulife Trust Company

GIC’s / Investment Savings Account

June 11, 2010

Marquest Asset Management Inc.

Pooled Fund/ Segregated Fund/ Institutional Fun

March 27, 2008

Matrix Funds Management (A Division of GrowthWorks Capital Ltd.)

Mutual Fund

November 29, 2010

McLean Asset Management Ltd.

Mutual Fund

June 16, 2016

NBCN Inc.

ETFs

January 12, 2017

NewGen Asset Management Limited

Trust Units / Limited Partnership Units

January 11, 2016

Niverville Credit Union Limited

GIC’s

March 21, 2016

Northwest & Ethical Investments LP

Mutual Fund

November 14, 2013

O’Leary Funds Management LP

Mutual Fund

December 12, 2011

Oshawa Community Credit Union Limited

GIC’s

December 31, 2007

OTG Financial Inc.

Mutual Fund

December 31, 2007

Picton Mahoney Asset Management

Mutual Fund

October 31, 2015

PIMCO Canada Corp.

Mutual Fund

December 29, 2010

Polar Securities Inc.

Hedge Fund

November 13, 2009

Portfolio Strategies Securities Inc.

Mutual Fund

September 27, 2013

Portland Investment Counsel Inc.

Investment Funds / Limited Partnerships

April 14, 2011

President’s Choice Bank

GIC’s

May 30, 2013

Primevest Capital Corp.

Hedge Fund

April 14, 2008

Purpose Investments Inc.

Mutual Fund

December 9, 2013

Qwest Investment Fund Management Ltd.

Mutual Fund

July 8, 2013

RBC Life Insurance Company

Segregated Fund

October 28, 2008

R.E.G.A.R. Gestion Privée Inc.

Mutual Fund

June 12, 2014

RN Croft Financial Group Inc.

Mutual Fund / Pooled Fund

February 26, 2009

Royal Bank of Canada

Investment Savings Account

May 28, 2010

Royal Bank Mortgage Corporation

GIC’s / Investment Savings Account

July 31, 2012

Royal Trust Company (The)

GIC’s / Investment Savings Account

July 31, 2012

Royal Trust Corporation of Canada

GIC’s / Investment Savings Account

July 31, 2012

RP Investment Advisors

Mutual Fund / Hedge Fund

October 17, 2016

SCM Limited Partnership

Hedge Fund

December 5, 2008

Scotia Asset Management L.P.

Mutual Fund

November 30, 2009

Seamark Asset Management Ltd.

Labour Sponsored Fund / Mutual Fund

July 4, 2013

Sentry Select Capital Inc.

Mutual Fund / Structured Notes

November 30, 2009

Sentry Select Investments Inc.

Hedge Fund

July 22, 2009

Silvercreek Management Inc.

Limited Partnership

November 4, 2011

Smart Investments Ltd.

Mutual Fund

April 14, 2016

Société Générale (Canada)

Principal Protected Notes

March 27, 2008

Spartan Fund Management Inc.

Hedge Fund

February 19, 2010

Sprott Asset Management LP

Mutual Fund/ Hedge Fund/ Limited Partnership

March 7, 2012

SPR & Co LP

Mutual Fund/ Hedge Fund/ Limited Partnership

August 25, 2017

SSQ, Société d’assurances-vie Inc.

Segregated Fund/ GIC’s

June 30, 2008

Standard Life Assurance Company of Canada (The)

Term Fund

July 27, 2010

Standard Life Mutual Funds Ltd.

Pooled Fund

October 23, 2013

Starlight Investments Capital LP

Mutual Fund

October 4, 2018

Stone Asset Management Limited

Mutual Fund

July 8, 2013

Street Capital Bank of Canada

GIC’s

May 28, 2018

Sun Life Assurance Company of Canada

Segregated Fund Contracts

July 23, 2015

Sun Life Financial Trust Inc.

GIC’s

February 19, 2013

Sun Life Global Investments (Canada) Inc.

Mutual Fund

November 30, 2010

Taylor Asset Management Inc.

Pooled Fund

May 9, 2014

TD Securities Inc.

Linked Notes

January 25, 2008

TD Waterhouse Canada Inc.

Investment Products

January 31, 2008

Thornmark Asset Management Inc.

Pooled Fund

December 14, 2009

Timbercreek Asset Management Ltd.

Mutual Fund / Limited Partnership

September 30, 2015

Toronto Trust Management Ltd.

Mutual Fund / Investment Funds

November 13, 2013

Transamerica Life Canada

SPIA Contracts

February 5, 2008

Trez Capital Fund Management Limited Partnership

Investment Products

March 28, 2013

Twin Oak Credit Union Ltd.

GIC’s

December 31, 2007

Vanguard Investment Canada Inc.

Mutual Fund

June 20, 2018

Vantage Asset Management Inc.

Pooled Fund

November 12, 2014

Venator Capital Management Ltd.

  • Sterling family of funds

Hedge Fund

March 19, 2009

VL Advisors Inc.

Labour Sponsored Fund

March 10, 2011

Wave Cycle Mutual Funds Ltd.

Mutual Fund

March 27, 2008

Wealth One Bank of Canada

GIC’s / Investment Savings Account

September 30, 2016

Webb Asset Management Canada, Inc.

Mutual Fund

March 17, 2011

Wellington West Asset Management Inc.

Mutual Fund

July 28, 2009

Williams Lake and District Credit Union

GIC’s

October 23, 2019

Yorkville Asset Management Inc.

Mutual Fund

October 5, 2011

Zag Bank

GIC’s / High Interest Savings Account

March 2, 2016


Custodial Agreements

Deletions from List since December 21, 2007

Fund Manager/ Financial Institution

Type of Products

Date Removed

Reason of Removal

AIC Limited

Mutual Funds / Segregated Fund

September 25, 2009

AIC Limited has assigned the agreement to Elliott & Page Limited.

Inhance Investment Management Inc.

Mutual Fund

December 18, 2009

Change in Fund Manager to IA Clarington Investments Inc.

Scotia Securities Inc.

Mutual Fund

November 30, 2009

Change in Fund Manager to

Scotia Asset Management L.P.

Sentry Select Capital Corp.

Mutual Fund / Structured Notes

November 30, 2009

Change in Fund Manager to Sentry Select Capital Inc.

Mavrix Fund Management Inc.

Mutual Fund

November 29, 2010

Change in Fund Manager to Matrix Funds Management (A Division of GrowthWorks Capital Ltd.)

Thales Active Asset Allocation Fund

Pooled Fund

February 28, 2011

The Thales Active Asset Allocation Fund is no longer active as of December 31, 2010.

VentureLink LP

Labour Sponsored Fund

March 10, 2011

Change in Fund Manager to VL Advisors Inc.

Middlefield Fund Management Limited

Mutual Fund

March 11, 2011

Middlefield Fund Management Limited assigned the agreement to Middlefield Limited.

TDK Fund Management Inc.

Mutual Fund

March 11, 2011

Change in Fund Manager to First Asset Investment Management Inc.

Halcyon Fund Management Inc.

Mutual Fund

March 11, 2011

Change in Fund Manager to BluMont Capital Corporation.

Algonquin Power Venture Fund Inc.

Labour Sponsored Fund

March 11, 2011

Algonquin Power Venture Fund Inc. is no longer in existence.

Kyoto Planet Asset Management Inc.

Mutual Fund

March 11, 2011

Kyoto Planet Asset Management Inc. is no longer in existence.

Les Fonds d’Investissements Spécialisés du Québec Inc.

Mutual fund

March 11, 2011

Les Fonds d’Investissements Spécialisés du Québec Inc. is no longer in existence.

Les Fonds Diamant Inc.

Mutual Fund

March 11, 2011

Les Fonds Diamant Inc. is no longer in existence.

EnerVest Funds Management Inc.

Mutual Fund

March 31, 2011

Change in Fund Manager to Canoe Financial LP.

Connor, Clark and Lunn Managed Portfolio Inc.

Mutual Fund

October 1, 2011

Change in Fund Manager to Connor, Clark & Lunn Private Capital Ltd.

Sarbit Asset Management Inc.

Mutual Fund

November 30, 2011

No longer active and not registered.

Tricycle Asset Management Capital Corp.

Linked Notes

November 30, 2011

No longer registered.

Sprott Asset Management Inc.

Mutual Fund / Hedge Fund / Limited Partnership

March 7, 2012

Change in Fund Manager to Sprott Asset Management LP.

Fédération des caisses Desjardins Du Québec

Mutual Fund / Desjardins Mutual Funds

November 30, 2012

Change in Fund Manager to Desjardins Société de Placement Inc.

BC Advantage Funds (VCC) Ltd.

Venture Capital Corporation (VCC) Funds

November 30, 2012

No longer registered.

SFCS Capital (Canada) Corp.

Hedge Fund

March 31, 2013

No longer registered.

Creststreet Mutual Funds Limited

Mutual Fund / Limited Partnership

June 10, 2013

Change in Fund Manager to Brompton Funds Limited.

Stone & Co. Limited

Mutual Fund

July 8, 2013

Not registered. See Stone Asset Management Limited.

Qwest Investment Management Corp.

Mutual Fund

July 8, 2013

Not registered. See Qwest Investment Fund Management Ltd.

Lincluden Management Limited

Mutual Fund

September 4, 2013

Not registered. See Lincluden Investment Management Limited.

JovFunds Management Inc.

Mutual Fund / Alternative Investments / Structured Products

October 21, 2013

Not registered. See JovFinanical Solutions Inc.

MineralFields Fund Management Inc.

Mutual Fund / Limited Partnership

October 29, 2013

See Marquest Asset Management Inc.

Marquest Asset Management Inc.

Segregated Fund

October 29, 2013

Update product types

Norrep Inc.

Mutual Fund

November 13, 2013

Not registered. See

Hesperian Capital Management Ltd.

Ethical Funds Inc.

Mutual Fund

November 14, 2013

No longer active. See Northwest & Ethical Investments LP.

Northwest Mutual Fund Inc.

Mutual Fund

November 14, 2013

No longer active. See Northwest & Ethical Investments LP.

Friedberg Mercantile Group Ltd.

Mutual Fund

November 14, 2013

Not registered. See Toronto Trust Management Ltd.

Quadrexx Asset Management Inc.

Hedge Fund

January 31, 2014

No longer active

Hollis Canadian Bank.

PPN’s / Structured Notes

February 25, 2014

Products not sold

HSBC Investment Funds (Canada) Inc.

Mutual Fund

February 28, 2014

No longer registered

D.O.C.P. Management Corp

Mutual Fund / OM Products / Limited Partnership

March 31, 2014

Not registered.

Gentree Asset Management Inc.

Hedge Fund

March 31, 2014

No longer active

OpenSky Capital Inc.

Linked Notes / Mutual Fund

March 31, 2014

No longer active

Sentry Select Investment Inc.

Hedge Fund

March 31, 2014

No longer active

Van Arbor Asset Management Ltd.

Mutual Fund

March 31, 2014

No longer active

VenGrowth Asset Management Inc.

Mutual Fund / Labour Sponsored Fund

March 31, 2014

Not registered.

Horizons Funds Inc.

Mutual Fund / OM Products / Limited Partnership

March 31, 2014

Not registered.

Natcan Investment Management Inc.

Pooled Fund

January 31, 2015

No longer active

Webb Asset Management Canada Inc.

Mutual Fund

April 30, 2015

No longer active

Wellington West Asset Management Inc.

Mutual Fund

April 30, 2015

No longer active

Lionridge Capital Management Inc.

Mutual Fund / Pooled Fund

April 30, 2015

Not registered

NBF Emissary Turnkey Solution LP

Mutual Fund

April 30, 2015

Not registered

SCM Limited Partnership

Hedge Fund

April 30, 2015

Not registered

Goodman & Company, Investment Counsel Ltd.

  • Dynamic Mutual Fund

Mutual Fund / Hedge Fund / Labour Sponsored Fund / GIC’s / Linked Notes / Deposit Accounts / Limited Partnership / PPN’s / Structured Notes

June 30, 2015

No longer active. See 1832 Asset Management L.P

Scivest Alternative Strategies Inc.

Hedge Fund

March 31, 2016

No longer active. See Redwood Asset Management Inc.

Pro-Financial Asset Management Inc.

Hedge Fund / Linked Notes / Mutual Fund

March 31, 2016

No longer active. See Smart Investments Ltd.

    

Standard Life Assurance Company of Canada (The)

Segregated Fund / Term Fund

March 31, 2016

No longer active. See Manufacturers Life Insurance Company (The).

O’Leary Funds Management LP

Mutual Fund

April 30, 2018

No longer active. See Canoe Financial LP.

    

CGS Asset Management Inc.

Mutual Fund

April 30, 2018

No longer active and not registered.

ONE Financial Corporation

PPN’s / Mutual Fund / Pooled Fund

April 30, 2018

No longer active and not registered.

Brickburn Asset Management Inc.

Mutual Fund

April 30, 2018

No longer active and not registered.

Smart Investments Ltd.

Mutual Fund

April 30, 2018

No longer active and not registered.


Custodial Agreements

Name Changes and Mergers since December 21, 2007

Fund Manager/ Financial Institution

Type of Products

Date

Comments

AIM Funds Management Inc.

Mutual Fund / Segregated Fund

August 11,2008

Name changed to Invesco Trimark Ltd.

Delphi Asset Management Inc.

Hedge Fund

July 24, 2009

Name Changed to SFCS Capital (Canada) Corp. (see Deletions List above)

Lawrence Asset Management Inc.

Mutual Fund / Hedge Fund / Labour Sponsored Fund

January 11, 2011

Name Changed to Aston Hill Asset Management Inc.

Steadyhand Investment Management Ltd.

Mutual Fund

July 31, 2010

Fund manager for Steadyhand family of funds was previously Steadyhand Investment Funds Limited Partnership

Venator Capital Management Ltd.

Hedge Fund

January 1, 2010

Previously was fund manager for Sterling funds which are now Performance Group of Fund

Northern Rivers Capital Management Inc.

Mutual Fund

April 1, 2010

Northern Rivers Capital Management Inc. merged with Blumont Capital Corporation

OTG Financial Inc.

Mutual Fund

September 15, 2008

Name changed to Educators Financial Group Inc.

Altamira Investment Services Inc.

Mutual Fund

November 1, 2008

Altamira Investment Services Inc. merged with National Bank Securities Inc.

Guardian Group of Funds Limited (The)

Mutual Fund

November 1, 2009

Guardian Group of Funds Limited merged with BMO Investments Inc.

Fiera Capital Inc.

Mutual Fund / Hedge Fund / PPN’s / Structured Products / Pooled Fund / Segregated Fund

September 1, 2010

Name changed to Fiera Sceptre Inc.

Sceptre Investment Counsel Limited

Mutual Fund / Hedge Fund

September 1, 2010

Name changed to Fiera Sceptre Inc.

United Financial Corporation

Mutual Fund

January 1, 2010

United Financial Corporation merged with CI Investments Inc.

Lakeview Asset Management Inc.

Mutual Fund

January 1, 2009

Lakeview Asset Management Inc. merged with CI Investments Inc.

Saxon Funds Management Limited

Mutual Fund

January 26, 2009

Saxon Funds Management Limited merged with Mackenzie Financial Corporation

Hartford Investments Canada Corp.

Mutual Fund

January 21, 2011

Name changed to Castlerock Investments Inc.

Elliott & Page Limited

Mutual Fund / Segregated Fund

August 19, 2010

Name changed to Manulife Asset Management Limited.

    

GBC Asset Management Inc.

Mutual Fund

August 15, 2011

Name changed to Pembroke Private Wealth Management Ltd.

Arrow Hedge Partners Inc.

Hedge Fund

April 1, 2011

Name changed to Arrow Capital Management Inc.

Qtrade Fund Management Inc.

Mutual Fund

October 8, 2010

Name changed to Ocean Rock Investments Inc.

Barlow Capital Management Inc.

Mutual Fund

February 1, 2011

Name changed to Aventine Management Group Inc.

Counsel Group of Funds Inc.

Mutual Fund

October 2, 2009

Name changed to Counsel Portfolio Services Inc.

MD Funds Management Inc.

Mutual Fund

July 31, 2009

MD Funds Management Inc. amalgamated with MD Private Investment Management Inc. The amalgamated entity is MD Physician Services Inc.

RBC Asset Management Ltd.

Mutual Fund / Hedge Fund / PPN’s

November 1, 2010

RBC Asset Management Inc. amalgamated with Phillips, Hager & North Investments Management Ltd. The amalgamated entity is RBC Global Asset Management Inc.

Phillips, Hager & North investment Management Ltd.

Mutual Fund

November 1, 2010

Phillips, Hager & North Investment Management Ltd. amalgamated with RBC Asset Management Inc. The amalgamated entity is RBC Global Asset Management Inc.

B2B Trust

GIC’s / High Interest Investment Accounts

July 7, 2012

Name changed to B2B Bank.

Return on Innovation Management Ltd.

Mutual Fund / Labour Sponsored Fund / Pooled Funds

September 1, 2012

Return on Innovation Management Ltd. Amalgamated with Return on Innovation Advisors Ltd. The amalgamated entity is Return on Innovation Advisors Ltd.

AGF Funds Inc.

Mutual Fund

November 8, 2012

Name changed to AGF Investments Inc.

Acuity Funds Ltd.

Mutual Fund

November 8, 2012

Acuity Funds Ltd. Amalgamated with AGF Investments Inc. The amalgamated entity is AGF Investments Inc.

Equitable Trust Company (The)

GIC’s

July 1, 2013

Name changed to Equitable Bank

GrowthWorks Capital Ltd.

  • Matrix Funds Management (A Division of GrowthWorks Capital Ltd.)

Labour Sponsored Fund / Mutual Fund

July 4, 2013

Assigned to Seamark Asset Management Ltd.

Seamark Asset Management Ltd

Labour Sponsored Fund / Mutual Fund

August 16, 2013

Assigned to Marquest Asset Management Inc.

AGF Trust Company

GIC’s

September 1, 2013

Amalgamated with B2B Bank

Scotia Asset Management L.P.

Mutual Fund

September 30, 2013

Name changed to 1832 Asset Management L.P.

Dundee Bank of Canada

GIC’s / PPN’s / Structured Notes / Savings Accounts

November 1, 2013

Name changed to Hollis Canadian Bank.

Dundee Securities Corporation

Structured Notes

January 28, 2011

Name changed to DWM Securities Inc.

DWM Securities Inc.

Structured Notes

November 1, 2013

DWM Securities Inc. amalgamated with Scotia Capital Inc. The amalgamated entity is Scotia Capital Inc.

Abria Alternative Investments Inc

Hedge Fund

April 24, 2012

Name changed to Difference Capital Management Inc.

BetaPro Management Inc.

Mutual Fund / Pooled Fund

October 14, 2011

Name changed to Horizons ETFs Management (Canada) Inc.

Beutel Goodman Managed Funds Inc.

Mutual Fund

January 1, 2013

Beutel Goodman Managed Funds Inc. amalgamated with Beutel, Goodman & Company Ltd. The amalgamated entity is Beutel, Goodman & Company Ltd.

Sentry Select Capital Inc.

Mutual Fund / Structured Notes

May 27, 2011

Name changed to Sentry Investments Inc.

M.R.S Trust Company

GIC’s

April 16, 2012

M.R.S Trust Company merged with B2B Trust. B2B Trust changed name to B2B Bank.

ING Bank of Canada

Mutual Fund / GIC’s / Savings Accounts

April 8, 2014

Name changed to Tangerine Bank

ING Direct Asset Management Limited

ING Direct Streetwise Fund

April 8, 2014

Name changed to Tangerine Investment Management Inc.

Jones Heward Investment Counsel Inc.

Pooled Fund

May 7, 2010

Name changed to BMO

Asset Management Inc.

Brigata Capital Management Inc.

Mutual Fund

December 3, 2013

Brigata Capital Management Inc. amalgamated with Counsel Portfolio Services Inc. The amalgamated entity is Counsel Portfolio Services Inc.

National Bank Securities Inc.

Mutual Fund / GIC’s / PPN’s / Investment Savings Account

May 12, 2014

Name changed to National Bank Investments Inc.

Fiera Sceptre Inc.

Mutual Fund / Hedge Fund / PPN’s / Structured Products / Pooled Fund / Segregated Fund

April 17, 2012

Name changed to Fiera Capital Corporation.

Invesco Trimark Ltd.

Mutual Fund / Segregated Fund

July 29, 2011

Name changed to Invesco Canada Ltd.

Legg Mason Canada Inc.

Mutual Fund / Pooled Fund

March 31, 2014

Name changed to Brandywine Global Investment Management (Canada), ULC.

Centurion Apartment REIT Management Inc.

REIT

August 8, 2013

Name changed to Centurion Asset Management Inc.

Castlerock Investments Inc.

Mutual Fund

June 30, 2011

Castlerock Investment Inc. amalgamated with CI Investments Inc. The amalgamated entity is CI Investments Inc.

Credit Union Central of British Columbia

Term Deposits

July 1, 2008

Credit Union Central of British Columbia amalgamated with Credit Union Central of Ontario Limited. The amalgamated entity is Central 1 Credit Union.

Dimensional Fund Advisors Canada Inc.

Mutual Fund

February 13, 2009

Name changed to Dimensional Fund Advisors Canada ULC.

Fidelity Investments Canada Limited

Mutual Fund

September 26, 2007

Name changed to Fidelity Investments Canada ULC.

First Defined Portfolio Management Co.

Mutual Fund

May 3, 2012

Name changed to FT Portfolios Canada Co.

NexGen Financial Limited Partnership

Mutual Fund

August 18, 2015

Name changed to NGAM Canada LP.

MD Physician Services Inc.

Mutual Fund

December 15, 2014

Name changed to MD Financial Management Inc.

Galileo Funds Inc.

Mutual Fund

July 31, 2012

Galileo Funds Inc. amalgamated with Galileo Global Equity Advisor Inc. The amalgamated entity is Galileo Global Equity Advisors Inc.

Industrial-Alliance Pacific Life Insurance Company

Segregated Fund

June 30, 2012

Industrial-Alliance Pacific Life Insurance Company amalgamated with Industrial Alliance Insurance and Financial Services Inc. The amalgamated entity is Industrial Alliance Insurance and Financial Services Inc.

Maple Trust Company

GIC’S

January 1, 2012

Maple Trust Company amalgamated with Scotia Mortgage Corporation. The amalgamated entity is Scotia Mortgage Corporation.

McLean Budden Limited

Mutual Fund

November 11, 2013

Name changed to MFS Investment Management Canada Limited.

Meritas Financial Inc.

Mutual Fund

October 8, 2010

Meritas Financial Inc. amalgamated with OceanRock Capital Partners Inc. The amalgamated entity is OceanRock Investment Inc.

Transamerica Life Canada

Segregated Fund / SPIA Contracts

October 26, 2015

Name changed to ivari.

Hesperian Capital Management Ltd.

Mutual Fund / Limited Partnership

December 1, 2014

Name changed to Norrep Capital Management Ltd.

Bank West

GIC’s

March 2, 2016

Name changed to Zag Bank.

Titan Funds Incorporated

Mutual Fund

January 1, 2011

Titan Funds Incorporated amalgamated with Counsel Portfolio Services Inc. The amalgamated entity is Counsel Portfolio Services Inc.

Twin Oak Credit Union Ltd.

GIC’s

December 1, 2010

Twin Oak Credit Union Ltd. amalgamated with Hamilton Credit Union. The amalgamated entity is Momentum Credit Union.

Standard Life Mutual Funds Ltd.

Mutual Fund / Pooled Fund

July 1, 2015

Standard Life Mutual Funds Ltd. amalgamated with Manulife Asset Management Limited. The amalgamated entity is Manulife Asset Management Limited.

JovFinanical Solutions Inc.

Mutual Fund

March 1, 2015

JovFinancial Solutions Inc. amalgamated with IA Clarington Investments Inc. The amalgamated entity is IA Clarington Investments Inc.

Aegon Fund Management Inc.

Mutual Fund

May 4, 2016

Name changed to Foresters Financial Investment Management Company of Canada Inc.

Man Investments Canada Corp.

Hedge Fund / Mutual Fund

June 5, 2014

Name changed to Next Edge Capital Corp.

Pacific & Western Bank of Canada

GIC’s

May 13, 2016

Name changed to VersaBank.

La Fédération des Caisses Populaires Acadiennes Ltée

GICs

July 1, 2016

La Fédération des Caisses Populaires Acadiennes Ltée amalgamated with l’Office de Stabilisation de la Federation des Caisse Populaires Acadiennes Limitee and 15 caisse populaires. The amalgamated entity is Caisse populaire acadienne ltée (UNI).

CFF Bank

GIC’s / High Interest Savings Account

August 22, 2016

Name changed to Home Bank.

Portfolio Strategies Securities Inc.

Mutual Fund

April 12, 2016

Name changed to Gravitas Securities Inc.

Polar Securities Inc.

Hedge Fund

November 10, 2015

Name changed to Polar Asset Management Partners Inc.

BMO Harris Investment Management Inc.

Mutual Fund

February 2, 2015

Name changed to BMO Private Investment Counsel Inc.

RP Investment Advisors.

Mutual Fund /  Hedge Fund

December 29, 2016

Name changed to RP Investment Advisors LP

Aston Hill Asset Management Inc.

Mutual Fund / Hedge Fund / Labour Sponsored Fund / Structured Products

December 1, 2016

Name changed to LOGiQ Asset Management Ltd.

Front Street Capital 2004

Mutual Fund / Hedge Fund / Labour Sponsored Fund

December 19, 2016

Name changed to LOGiQ Capital 2016

Timbercreek Asset Management Ltd.

Mutual Fund / Limited Partnership

August 31, 2017

Name changed to Timbercreek Investment Management Inc.

SPR & Co LP

Mutual Fund / Hedge Fund / Limited Partnership

September 14, 2017

Name changed to NinePoint Partners LP.

NGAM Canada LP

Mutual Fund

November 16, 2017

Name changed to Natixis Investment Managers Canada LP.

Foresters Financial Investment Management Company of Canada Inc.

Mutual Fund

January 1, 2018

Foresters Financial Investment Management Company of Canada Inc. amalgamated with Foresters Asset Management Inc.  The amalgamated entity is Foresters Asset Management Inc.

Bullion Management Services Inc.

Mutual Fund

September 20, 2017

Name changed to BMG Management Services Inc.

BluMont Capital Corporation

Mutual Fund /  Hedge Fund / Pooled Fund / PPN’s / Limited Partnerships / Alternative Investment

 April 1, 2014

BluMont Capital Corporation amalgamated with Arrow Capital Management Inc. The amalgamated entity is Arrow Capital Management Inc.

Covenant Capital Management Inc.

Pooled Fund

January 24, 2017

Name changed to Capstone Asset Management Inc.

Equity Financial Trust Company

GIC’s

June 11, 2018

Name changed to Haventree Bank

Hollis Canadian Bank

GIC’s / High Interest Savings Account

September 30, 2017

Name changed to ADS Canadian Bank

Foresters Asset Management Inc.

Mutual Fund

August 16, 2019

Name changed to Fiera Capital Corporation

Street Capital Bank of Canada

GIC’s

January 6, 2020

Name changed to RFA Bank of Canada

Norrep Capital Management Ltd.

Mutual Fund / Limited Partnership

August 27, 2018

Name changed to NCM Asset Management Ltd.