Canadian securities regulators publish approval notices for new SRO and CIPFCanadian securities regulators publish approval notices for new SRO and CIPFIntegration Cost Recovery Fee Model GuidelineMFDA Interim Fee Model
| Date | Document Type | Description |
|---|---|---|
| November 24, 2022 | CSA News release | Canadian securities regulators publish approval notices for new SRO and CIPF |
| Bulletin #0922-P | Canadian securities regulators publish approval notices for new SRO and CIPF | |
| Bulletin #0921-M | Integration Cost Recovery Fee Model Guideline | |
| Bulletin #0920-M | MFDA Interim Fee Model | |
| June 27, 2022 | News release | Andrew J. Kriegler to lead Canada’s new SRO |
| May 12, 2022 | News Release | Canadian securities regulators announce boards of new SRO and IPF and seek comment on draft documents |
| Bulletin #0904-P | CSA Announcement of boards for new SRO and IPF and publication of draft documents for comment | |
| Frequently Asked Questions | New SRO Investor Advisory Panel FAQ | |
| Frequently Asked Questions | New Draft SRO Interim Rules FAQ | |
| April 5, 2022 | Member Communication | CSA, IIROC and MFDA update on implementation of new SRO |
| Jan. 21, 2022 | News Release | Canadian securities regulators announce search for candidates for Board of Directors and CEO of new SRO |
| New SRO Board and CEO Position Specifications | The Canadian Securities Administrators has established a Special Joint Committee to lead the recruitment process for the Board of Directors and CEO of the new self-regulatory organization. Interested candidates can find the role descriptions here. | |
| Nov. 18, 2021 | News Release issued by the Canadian Securities Administrators | Canadian securities regulators, SROs and investor protection funds establish timeline for new self-regulatory framework |
| Aug. 3, 2021 | News Release | MFDA and IIROC Support Decision of the Canadian Securities Administrators to Create a New Single Enhanced SRO |
| Bulletin #0872-P | Publication of CSA Position Paper 25-404 – New Self-Regulatory Organization Framework | |
| March 16, 2021 | News Release | MFDA releases implementation roadmap for new self-regulatory organization (SRO) |
| Bulletin #0856-P | MFDA Releases Roadmap for the Design and Implementation of a New Modern SRO | |
| Report | Design and Implementation of a New Modern SRO | |
| Feb. 2, 2021 | News release | MFDA begins development of design and implementation roadmap for new self-regulatory organization |
| Oct. 23, 2020 | Consultation Paper | Response to the Canadian Securities Administrators Consultation on the Self‐Regulatory Organization Framework |
| Sept. 8, 2020 | News Release | National Poll: What Canadian Investors want in a Modern SRO |
| Report | What Canadian investors want in a modern SRO | |
| Data Tables | Data from National Poll | |
| Sept. 8, 2020 | Bulletin #0834-P | MFDA submission to the Ontario Capital Markets Modernization Taskforce |
| Consultation | Modernizing Ontario’s Capital Markets | |
| July 15, 2020 | Bulletin #0827-P | SRO Framework Review – Designing an SRO for the Future |
| June 9, 2020 | News Release | Statement from MFDA President & CEO Mark Gordon Regarding IIROC Position Paper |
| Feb. 3, 2020 | News Release | MFDA Releases Special Report on Securities Industry Self-Regulation |
| Special Report | MFDA Special Report on Securities Industry Self-Regulation, A Proposal for a Modern SRO | |
| Guiding Framework, A Path Towards a Modern SRO |
