New Self-Regulatory Organization Framework

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DateDocument TypeDescription
May 12, 2022News ReleaseCanadian securities regulators announce boards of new SRO and IPF and seek comment on draft documents
Bulletin #0904-PCSA Announcement of boards for new SRO and IPF and publication of draft documents for comment
Frequently Asked QuestionsNew SRO Investor Advisory Panel FAQ
Frequently Asked QuestionsNew Draft SRO Interim Rules FAQ
Communiqué de presseLes autorités en valeurs mobilières du Canada annoncent la composition des conseils d’administration du nouvel OAR et du nouveau FG et lancent une consultation sur des projets de documents
Foire aux questionsComité consultatif des investisseurs du nouvel OAR
Foire aux questionsProjet de règles provisoires du nouvel OAR
April 5, 2022Member CommunicationCSA, IIROC and MFDA update on implementation of new SRO
Le 5 avril, 2022Communications aux membresLe point des ACVM, de l’OCRCVM et de l’ACFM sur la mise en place du nouvel OAR
Jan. 21, 2022News ReleaseCanadian securities regulators announce search for candidates for Board of Directors and CEO of new SRO
Communiqué de presseLes autorités en valeurs mobilières du Canada annoncent un appel de candidatures pour les postes d’administrateurs et de chef de la direction du nouvel organisme d’autoréglementation
New SRO Board and CEO Position SpecificationsThe Canadian Securities Administrators has established a Special Joint Committee to lead the recruitment process for the Board of Directors and CEO of the new self-regulatory organization. Interested candidates can find the role descriptions here (Français).
Nov. 18, 2021News Release issued by the Canadian Securities AdministratorsCanadian securities regulators, SROs and investor protection funds establish timeline for new self-regulatory framework
Aug. 3, 2021News ReleaseMFDA and IIROC Support Decision of the Canadian Securities Administrators to Create a New Single Enhanced SRO
Communiqué de presseL’ACFM et l’OCRCVM appuient la décision des Autorités canadiennes en valeurs mobilières de créer un nouvel OAR unique et amélioré
Bulletin #0872-PPublication of CSA Position Paper 25-404 – New Self-Regulatory Organization Framework
March 16, 2021News ReleaseMFDA releases implementation roadmap for new self-regulatory organization (SRO)
Bulletin #0856-PMFDA Releases Roadmap for the Design and Implementation of a New Modern SRO
ReportDesign and Implementation of a New Modern SRO
Feb. 2, 2021News releaseMFDA begins development of design and implementation roadmap for new self-regulatory organization
Oct. 23, 2020Consultation PaperResponse to the Canadian Securities Administrators Consultation on the Self‐Regulatory Organization Framework
Sept. 8, 2020News ReleaseNational Poll: What Canadian Investors want in a Modern SRO
ReportWhat Canadian investors want in a modern SRO
Data TablesData from National Poll
Sept. 8, 2020Bulletin #0834-PMFDA submission to the Ontario Capital Markets Modernization Taskforce
ConsultationModernizing Ontario’s Capital Markets
July 15, 2020Bulletin #0827-PSRO Framework Review – Designing an SRO for the Future
June 9, 2020News ReleaseStatement from MFDA President & CEO Mark Gordon Regarding IIROC Position Paper
Feb. 3, 2020News ReleaseMFDA Releases Special Report on Securities Industry Self-Regulation
Special ReportMFDA Special Report on Securities Industry Self-Regulation, A Proposal for a Modern SRO
Guiding Framework, A Path Towards a Modern SRO