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Cadre réglementaire du nouvel organisme d’autoréglementation

Date Type de document Description
27 juin 2022 News release Andrew J. Kriegler to lead Canada’s new SRO
Communiqué de presse Andrew J. Kriegler est nommé à la tête du nouvel OAR du Canada
12 mai 2022 News Release Canadian securities regulators announce boards of new SRO and IPF and seek comment on draft documents
Bulletin #0904-P CSA Announcement of boards for new SRO and IPF and publication of draft documents for comment
Frequently Asked Questions New SRO Investor Advisory Panel FAQ
Frequently Asked Questions New Draft SRO Interim Rules FAQ
Communiqué de presse Les autorités en valeurs mobilières du Canada annoncent la composition des conseils d’administration du nouvel OAR et du nouveau FG et lancent une consultation sur des projets de documents
Foire aux questions Comité consultatif des investisseurs du nouvel OAR
Foire aux questions Projet de règles provisoires du nouvel OAR
5 avril 2022 Member Communication CSA, IIROC and MFDA update on implementation of new SRO
Le 5 avril, 2022 Communications aux membres Le point des ACVM, de l’OCRCVM et de l’ACFM sur la mise en place du nouvel OAR
21 janv. 2022 News Release Canadian securities regulators announce search for candidates for Board of Directors and CEO of new SRO
Communiqué de presse Les autorités en valeurs mobilières du Canada annoncent un appel de candidatures pour les postes d’administrateurs et de chef de la direction du nouvel organisme d’autoréglementation
New SRO Board and CEO Position Specifications The Canadian Securities Administrators has established a Special Joint Committee to lead the recruitment process for the Board of Directors and CEO of the new self-regulatory organization. Interested candidates can find the role descriptions here (Français).
18 nov. 2021 News Release issued by the Canadian Securities Administrators Canadian securities regulators, SROs and investor protection funds establish timeline for new self-regulatory framework
3 août 2021 News Release MFDA and IIROC Support Decision of the Canadian Securities Administrators to Create a New Single Enhanced SRO
Communiqué de presse L’ACFM et l’OCRCVM appuient la décision des Autorités canadiennes en valeurs mobilières de créer un nouvel OAR unique et amélioré
Bulletin #0872-P Publication of CSA Position Paper 25-404 – New Self-Regulatory Organization Framework
16 mars 2021 News Release MFDA releases implementation roadmap for new self-regulatory organization (SRO)
Bulletin #0856-P MFDA Releases Roadmap for the Design and Implementation of a New Modern SRO
Report Design and Implementation of a New Modern SRO
2 févr. 2021 News release MFDA begins development of design and implementation roadmap for new self-regulatory organization
23 oct. 2020 Consultation Paper Response to the Canadian Securities Administrators Consultation on the Self‐Regulatory Organization Framework
8 sept. 2020 News Release National Poll: What Canadian Investors want in a Modern SRO
Report What Canadian investors want in a modern SRO
Data Tables Data from National Poll
8 sept. 2020 Bulletin #0834-P MFDA submission to the Ontario Capital Markets Modernization Taskforce
Consultation Modernizing Ontario’s Capital Markets
15 juill. 2020 Bulletin #0827-P SRO Framework Review – Designing an SRO for the Future
9 juin 2020 News Release Statement from MFDA President & CEO Mark Gordon Regarding IIROC Position Paper
3 févr. 2020 News Release MFDA Releases Special Report on Securities Industry Self-Regulation
Special Report MFDA Special Report on Securities Industry Self-Regulation, A Proposal for a Modern SRO
Guiding Framework, A Path Towards a Modern SRO