News



TitleDate
MFDA schedules next appearance in the matter of Sylvia WongJuly 17, 2020
MFDA sets date for penalty hearing in the matter of John ElwoodJuly 14, 2020
MFDA reschedules penalty hearing in the matter of Peter VarteresianJuly 13, 2020
MFDA schedules date for Hearing on the Merits in the matter of Leszek DziadeckiJuly 13, 2020
MFDA Hearing Panel issues Reasons for Decision in the matter of Lee Scott McIvorJuly 13, 2020
MFDA Hearing Panel accepts settlement agreement with Marek KawkaJuly 13, 2020
MFDA schedules next appearance in the matter of Douglas TuitakalaiJuly 7, 2020
MFDA Hearing Panel issues Reasons for Decision in the matter of Leslie TrevorJuly 6, 2020
MFDA issues Notice of Settlement Hearing in respect of Marek KawkaJuly 6, 2020
MFDA announces disciplinary proceeding in respect of David RichardJuly 6, 2020
MFDA Hearing Panel accepts settlement agreement with MD Shakirul AlamJune 30, 2020
MFDA Hearing Panel issues Reasons for Decision in the matter of Tanya CastelinoJune 30, 2020
MFDA Hearing Panel accepts settlement agreement with Keybase Financial Group Inc.June 30, 2020
MFDA issues Notice of Settlement Hearing in respect of Nenad MandicJune 30, 2020
MFDA Hearing Panel reserves judgment in the matter of Tamar EisenbergJune 26, 2020
MFDA Hearing Panel reserves judgment on sanctions in the matter of Rebecca Wai-Chiu LiJune 26, 2020
MFDA Hearing Panel accepts settlement agreement with Leonard CoronelJune 26, 2020
MFDA Hearing Panel accepts settlement agreement with Frank Siu-Cheong PaJune 26, 2020
MFDA schedules date for Hearing on the Merits in the matter of Mitchell SumkaJune 26, 2020
MFDA welcomes the publication of the Canadian Securities Administrators’ Consultation Paper on the Self-Regulatory Organization (SRO) FrameworkJune 25, 2020