May 6, 2016 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Clinton Wayne (the “Respondent”) by Notice of Hearing (the “Notice of Hearing”) dated May 20, 2015.
The hearing of this matter on its merits, originally scheduled to proceed on May 10, 2016 in Toronto, Ontario, has been adjourned to an appearance by teleconference before the Hearing Panel on May 10, 2016 at 10:00 a.m. (Eastern), in order to set a date for a pre-hearing motion. The appearance will be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.
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