MFDA Hearing Panel adjourns Hearing on the Merits in the matter of FundEX Investments Inc.
May 31, 2018 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of FundEX Investments Inc. (“Respondent”) by Notice of Hearing dated June 7, 2017.
Prior to the hearing of this matter on its merits, scheduled for June 1, 2018 in Toronto, Ontario, the parties made an adjournment request to the Hearing Panel. The Hearing Panel granted the adjournment and directed that the hearing take place on August 15, 2018, commencing at 10:00 a.m. (Eastern), or as soon thereafter as the matter can be heard, in the hearing room at the offices of the MFDA, located at 121 King Street, Suite 1000, Toronto, Ontario. The proceeding will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 82,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.