MFDA Hearing Panel adjourns hearing in the matter of Valorie McManes
July 10, 2018 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Valorie Jean McManes (“Respondent”) by Notice of Hearing dated September 7, 2017.
Prior to the commencement of the hearing of this matter on its merits on July 10, 2018 in Calgary, Alberta, the Respondent made an adjournment request to the Hearing Panel. The Hearing Panel granted the adjournment and directed that the hearing take place on August 13-14, 2018, commencing at 10:00 a.m. (Mountain) each day, or as soon thereafter as the matter can be heard, in the hearing room at the offices of the MFDA, located at 800 – 6th Avenue S.W., Suite 850, Calgary, Alberta. The proceeding will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent conducted business in the Calgary, Alberta area.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 82,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.