July 21, 2017 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Alfredo Pino, also known as Alfie Pino (“Respondent”) by Notice of Hearing dated November 7, 2016 (“Notice of Hearing”).
Prior to the Hearing on the Merits, scheduled for July 24 and 25, 2017, the Respondent made an adjournment request to the Hearing Panel. The Hearing Panel granted the adjournment and directed that the next appearance take place by teleconference on September 27, 2017, at 10:00 a.m. (Eastern), or as soon thereafter as the appearance can be held, and will be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.
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