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MFDA Hearing Panel adjourns first appearance in the matter of Larry McBain

For further information, please contact:

Marco Wynnyckyj
Director, Hearings

MFDA Hearing Panel adjourns first appearance in the matter of Larry McBain

May 24, 2017 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Larry Denny McBain (“Respondent”) by Notice of Hearing dated March 24, 2017 (“Notice of Hearing”).

The first appearance in this proceeding, originally scheduled to take place by teleconference on May 25, 2017, has been adjourned, on consent of the parties, to June 29, 2017, at 9:00 a.m. (Central), or as soon thereafter as the appearance can be held. The appearance will be open to the public, except as may be required for the protection of confidential matters.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent conducted business in the Toronto, Ontario area.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.

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