January 26, 2022 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Christine Claudette Levesque (“Respondent”) by Notice of Hearing dated March 25, 2021.
An appearance in this proceeding was held today by videoconference before a three-member Hearing Panel of the MFDA’s Central Regional Council.
Prior to the commencement of the hearing on January 26, 2022, the Respondent made an adjournment request to the Hearing Panel. Following submissions by the parties, the Panel granted the adjournment and ordered the next appearance to be held by videoconference on February 3, 2022 at 12:30 p.m. (Eastern). Members of the public who would like to participate should contact [email protected] to obtain particulars.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.