November 22, 2022 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Andrew Kazina (the “Respondent”) by Notice of Hearing dated June 4, 2020 (the “Notice of Hearing”).
The hearing of this matter on its merits commenced on November 14, 2022 in Winnipeg, Manitoba before a three-member Hearing Panel of the MFDA’s Prairie Regional Council, resumed on November 15 to November 18, 2022, continued on November 21, 2022, and thereafter was adjourned by the Hearing Panel to proceed electronically by videoconference on February 6, 2023, commencing at 10:00 a.m. (Central). The hearing will continue to be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to participate should contact [email protected] to obtain particulars.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 76,695 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.