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MFDA sets date for Hearing on the Merits in the matter of Yan Feng Li

For further information, please contact:

Marco Wynnyckyj
Director, Hearings

MFDA sets date for Hearing on the Merits in the matter of Yan Feng Li

February 22, 2017 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Yan Feng Li (also known as Frank Li) (the “Respondent”) by Notice of Hearing  dated January 22, 2015 (the “Notice of Hearing”).

An appearance in this proceeding took place today by teleconference before a Hearing Panel of the MFDA’s Central Regional Council.

The hearing of this matter on its merits has been scheduled to take place on June 7, 2017, commencing at 10:00 a.m. (Eastern) or as soon thereafter as the matter can be heard, in the hearing room at offices of the MFDA, located at 121 King Street West, Toronto, Ontario. The Hearing Panel also set aside May 2, 2017 at 10:00 a.m. (Eastern) for an interim appearance by teleconference. The proceeding will be open to the public, except as may be required for the protection of confidential matters.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent conducted business in Markham, Ontario.

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