April 14, 2021 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Chad Duart Boutilier (“Respondent”) by Notice of Hearing dated March 15, 2021.
As specified in the Notice of Hearing, the first appearance in this proceeding was held today by videoconference before a Hearing Panel of the MFDA’s Atlantic Regional Council.
Following submissions by the parties, the hearing of this matter on its merits will take place by electronic hearing on July 28, 2021, commencing at 10:00 a.m. (Atlantic), or as soon thereafter as the matter can be heard, and will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to obtain particulars should contact [email protected].
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent conducted business in the Dartmouth, Nova Scotia area.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.