June 14, 2023 (Toronto, Ontario) – Canadian Investment Regulatory Organization (“CIRO”), commenced a disciplinary proceeding in respect of Dejan Ristovski (the “Respondent”) by Notice of Hearing dated March 3, 2023 (the “Notice of Hearing”).
As specified in the Notice of Hearing, the first appearance in this proceeding was held on April 11, 2023 electronically by videoconference before a Hearing Panel of the CIRO’s Alberta District Hearing Committee.
Following submissions by Staff of CIRO, the next appearance has been scheduled to take place by teleconference on June 15, 2023 at 10:00 a.m. (Mountain), or as soon thereafter as the appearance can be held, and will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to listen to the teleconference should contact [email protected] to obtain particulars.
Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments. For more information, visit www.ciro.ca.