July 13, 2023 (Toronto, Ontario) – The New Self-Regulatory Organization of Canada (now Canadian Investment Regulatory Organization (“CIRO”)), commenced a disciplinary proceeding in respect of Dejan Ristovski (the “Respondent”) by Notice of Hearing dated March 3, 2023 (the “Notice of Hearing”).
An appearance in this proceeding was held on June 15, 2023 by videoconference before a Hearing Panel of the CIRO’s Alberta District Hearing Committee.
Following submissions by Staff of CIRO, the hearing of this matter on its merits will take place electronically by videoconference on August 30-31, 2023, commencing at 10:00 a.m. (Mountain). The proceeding will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to observe the electronic hearing should contact [email protected] to obtain particulars.
Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments. For more information, visit www.ciro.ca.