July 14, 2022 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Roger Eldred Gebhardt (the “Respondent”) by Notice of Hearing dated October 7, 2021 (“Notice of Hearing”).
An appearance in this proceeding was held on July 13, 2022 by videoconference before a Hearing Panel of the MFDA’s Central Regional Council.
Following submissions by the parties, the Hearing Panel has ordered the next appearance take place by teleconference on July 20, 2022, commencing at 12:00 p.m. (Eastern), or as soon thereafter as the appearance can be held. The appearance will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to listen to the teleconference should contact [email protected] to obtain particulars.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.