August 1, 2017 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Ryan Raymond Edward Dibbley (“Respondent”) by Notice of Hearing dated August 15, 2016 (“Notice of Hearing”).
On August 1, 2017, FundEX Investments Inc. brought a motion before the Chair of a Hearing Panel of the Central Regional Council of the MFDA (the “Hearing Panel”), seeking terms on the disclosure of certain documents by Staff to the Respondent. The parties consented to the Order sought at the motion and the relief was granted by the Hearing Panel.
A copy of the Order and Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent conducted business in the Hamilton, Ontario area.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.
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