MFDA schedules next appearance in the matter of International Capital Management Inc., John Paul Sanchez and Javier Andreas Sanchez
November 8, 2017 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of International Capital Management Inc., John Paul Sanchez and Javier Andreas Sanchez by Notice of Hearing dated May 30, 2017 (“Notice of Hearing”).
The next appearance in this proceeding is scheduled to take place before a Hearing Panel of the MFDA’s Central Regional Council by teleconference on November 17, 2017 at 10:00 a.m. (Eastern), or as soon thereafter as the appearance can be held, and will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.