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MFDA schedules next appearance and dates for hearing in the matter of Christopher Davies

For further information, please contact:

Marco Wynnyckyj
Director, Hearings

MFDA schedules next appearance and dates for hearing in the matter of Christopher Davies

January 21, 2020 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Christopher John Davies (“Respondent”) by Notice of Hearing dated November 18, 2019.

As specified in the Notice of Hearing, the first appearance in this proceeding was held on January 20, 2020 by teleconference before a Hearing Panel of the MFDA’s Central Regional Council.

The next appearance in this proceeding will take place by teleconference on March 3, 2020 at 9:30 a.m. (Eastern), or as soon thereafter as the appearance can be held, and will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to listen to the teleconference should contact [email protected] to obtain particulars.

The hearing of this matter on its merits has been scheduled for April 15-16, 2020, commencing at 10:00 a.m. (Eastern) each day, or as soon thereafter as the matter can be heard, in the hearing room at the offices of the MFDA, 121 King Street West, Suite 1000, Toronto, Ontario. The proceeding will be open to the public, except as may be required for the protection of confidential matters.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent conducted business in St. Thomas and London, Ontario area.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 81,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.

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