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release-Adjourn201108

release-Adjourn201108








News release – MFDA Hearing Panel adjourns Michael Darrell Harvey Hearing on the Merits





For further information, please contact:

Marco Wynnyckyj Hearings Coordinator 416-945-5146 or [email protected]

NEWS RELEASE

For immediate release

MFDA Hearing Panel adjourns Michael Darrell Harvey Hearing on the Merits

September 20, 2011 (Toronto, Ontario) – The MFDA commenced a disciplinary proceeding in respect of Michael Darrell Harvey by Notice of Hearing dated June 6, 2011.

The hearing of this matter on its merits commenced yesterday before a three-member Hearing Panel of the MFDA’s Central Regional Council.

The Hearing Panel adjourned the matter to October 14, 2011, commencing at 10:00 a.m. (Eastern), or as soon thereafter as the hearing can be held, in the hearing room located at the offices of the MFDA at 121 King Street West, Suite 1000, Toronto, Ontario. The hearing will be open to the public, except as may be required for the protection of confidential matters.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 132 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.

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