release-Commence201326
For further information, please contact:
Marco Wynnyckyj Senior Hearings Coordinator
416-945-5146
NEWS RELEASE
For immediate release
MFDA commences Hearing on the Merits in the matter of Katrina Powell
February 27, 2014 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Katrina Anne Powell by Notice
of Hearing dated July
2,
2013.
The hearing of this matter on its merits commenced on February 25, 2014 in Calgary, Alberta before a three-person Hearing Panel of the MFDA’s Prairie Regional Council, continued on February 26, 2014, and thereafter was adjourned to May 8, 2014 at 9:00 a.m. (Mountain) in the hearing room located at Dicta Court Reporting Inc., 760, 1015-4 Street SW, Calgary, Alberta. The hearing will continue to be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 111 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.
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