For further information, please contact:
Marco Wynnyckyj Hearings Coordinator 416-945-5146 or [email protected]
For immediate release
MFDA sets date for Hearing on the Merits in the Matter of Michael Darrell Harvey
July 12, 2011 (Toronto, Ontario) – The MFDA commenced a disciplinary proceeding in respect of Michael Darrell Harvey by Notice of Hearing dated June 6, 2011.
As specified in the Notice of Hearing, the first appearance in this matter took place today before a Hearing Panel of the MFDA’s Central Regional Council.
The hearing of this matter on its merits has been scheduled to take place on September 19, 2011, commencing at 10:00 a.m. (Eastern), or as soon thereafter as the hearing can be held, in the hearing room located at the offices of the MFDA at 121 King Street West, Suite 1000, Toronto, Ontario. The hearing will be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 133 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
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