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MFDA sets dates for Hearing on the Merits in the matter of Serge Robichaud

For further information, please contact:

Marco Wynnyckyj
Director, Hearings

MFDA sets dates for Hearing on the Merits in the matter of Serge Robichaud

January 30, 2018 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Serge Luc Robichaud (“Respondent”) by Notice of Hearing dated November 15, 2017 (“Notice of Hearing”).

As specified in the Notice of Hearing, the first appearance in this proceeding was held today by teleconference before a Hearing Panel of the MFDA’s Atlantic Regional Council.

The hearing of this matter on its merits has been set to take place September 24-28, 2018, commencing at 10:00 a.m. (Atlantic) each day, or as soon thereafter as the matter can be heard, in Moncton, New Brunswick at a venue to be determined and announced accordingly. The proceeding will be open to the public, except as may be required for the protection of confidential matters.

A copy of the Notice of Hearing is available on the MFDA website at During the period described in the Notice of Hearing, the Respondent conducted business in Dieppe, New Brunswick.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.

DM 596374