Skip to Main Content
MFDA
Toggle Mobile Menu
Select font size
A
Small
A
Medium
A
Large
Twitter
(Opens in a new window)
LinkedIn
(Opens in a new window)
YouTube
(Opens in a new window)
Search
Search
MFDA
Member Directory
Complaints
Current Hearings
Member Login
CERTS Login
Toggle Mobile Menu
About
Expand sub-menu: About
Our History
Expand sub-menu: Our History
Objects
MFDA Strategic Plan
Senior Management
Expand sub-menu: Senior Management
Mark T. Gordon, LL.B.
Karen L. McGuinness, CPA, CA
Paige L. Ward, LL.B.
Jeff Mount, CA
Paul Reid, CFA, CPA, CMA
Mark Stott, CA
Charles Toth
Board of Directors
Expand sub-menu: Board of Directors
Steven Glover, MBA, FCPA, FCA
Steven Donald, FCPA, FCA
Hugh McNabney, CPA (Retired)
Barbara Shourounis, LL.B.
Vince Valenti, MBA
Janet Woodruff, FCPA, FCA ICD.D
Patricia Callon, LL.B., BA (Hons)
Rick Annaert, CPA, CMA
Katherine Dudtschak, MBA
Sonny Goldstein, CFP
Mark Kinzel, BA
André Langlois, FCA, FCIA
Board Committees
Regional Councils
Expand sub-menu: Regional Councils
Elected Representatives
Policy Advisory Committee
SRO Recognition and Oversight
Career Opportunities
Investors
Expand sub-menu: Investors
How to Make a Complaint
Whistleblower Program
Investor Education
Brochures
Investor Bulletins
Investor Alerts
Check an Advisor
For Seniors
What Canadian investors want in a modern SRO
Members
Expand sub-menu: Members
Member Directory
Becoming a Member
Membership Fees
Membership Statistics
Whistleblower Program
Webcasts
Expand sub-menu: Webcasts
MFDA 2019 Seniors Summit
MFDA 2015 Seniors Summit
FAQs
CRM2 Resources
Continuing Education
Expand sub-menu: Continuing Education
MFDA Webcasts Eligible for CE Credits
Policy and Regulation
Expand sub-menu: Policy and Regulation
Rules
Expand sub-menu: Rules
Rules – Table of Contents
MFDA Rules
Règles – table des matières
Règles
By-law
Expand sub-menu: By-law
By-Law – Table of Contents
By-Law No. 1
Policies
Staff Notices
Bulletins
Forms
Exemptive Relief Documents
Proposed Regulations
Consultations
FAQs
Enforcement
Expand sub-menu: Enforcement
Hearings Schedule
Current Hearings
Completed Hearings
Hearings Under Review / Appeal
Guide to the Hearing Process
Sanction Guidelines
Rules of Procedure
Expand sub-menu: Rules of Procedure
Rules of Procedure | Part A: General Matters
Rules of Procedure | Part B: Disciplinary Hearings
Rules of Procedure | Part C: Appeals
Rules of Procedure | Part D: Membership Application Hearings
Rules of Procedure | Part E: Applications in Exceptional Circumstances
Rules of Procedure | Part F: Monitor
Forms
Hearing Record
Reactivate Registration (Ontario)
Related By-Law Sections
Expand sub-menu: Related By-Law Sections
Section 18
Section 19
Section 20
Section 24
Section 26
Enforcement Statistics
News and Publications
Expand sub-menu: News and Publications
News
New Self-Regulatory Organization Framework
Speeches & Presentations
Submissions
Annual Reports
Annual Enforcement Reports
Oversight Review Reports
Other Reports & Research
Custodial Agreements
MFDA Investor Protection Corporation
Expand sub-menu: MFDA Investor Protection Corporation
New IPF Framework
MFDA IPC Coverage
MFDA IPC Contacts
MFDA IPC Governance
Expand sub-menu: MFDA IPC Governance
Dawn Russell, Q.C.
Donald G. Murray, LL.B., B.A.
Walter A. Pavan, CPA, CA
Sean Etherington, MSM, CIM
André Langlois, FSA, FCIA
Annual Reports
CSA Approval Orders
Expand sub-menu: CSA Approval Orders
Application for CSA Approval
W.H. Stuart Mutuals Ltd.
Expand sub-menu: W.H. Stuart Mutuals Ltd.
Notice to Customers
MFDA IPC Privacy Policy
COVID-19
Expand sub-menu: COVID-19
MFDA Visitor Protocols
release-Next2-201258
Home
News and Publications
News
release-Next2-201258
en
Accessible