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release-Next201255

release-Next201255




NEWS RELEASE
For immediate release
For further information, please contact:

Marco Wynnyckyj
Hearings Coordinator
416-945-5146
[email protected]

MFDA schedules next appearance in the matter of
Bradley Crompton, William Adams, Michelle Crompton,
William Henderson and Ian Webster

January 6, 2014 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada
(“MFDA”) commenced a disciplinary proceeding in respect of Bradley Gerard Crompton by
Notice of Hearing dated December 20, 2012 and against William Morris Adams, Michelle Ann
Crompton, William Craig Henderson, and Ian Omar Webster by Notice of Hearing dated
October 18, 2013.

An appearance in this proceeding took place today before a three-member Hearing Panel of the
MFDA’s Central Regional Council.

Following submissions by the parties respecting scheduling and other procedural matters, the
Hearing Panel directed that the next appearance in this matter will take place by teleconference
on March 27, 2014 commencing at 9:00 a.m. (Eastern) and will be open to the public, except as
may be required for the protection of confidential matters.

Copies of the Notices of Hearing are available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the
operations, standards of practice and business conduct of its 112 Members and their
approximately 80,000 Approved Persons with a mandate to protect investors and the public
interest. For more information about the MFDA’s complaint and enforcement processes, as well
as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the
MFDA website.
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