For further information, please contact:
Shaun Devlin Vice-President, Enforcement 416-943-4672 or [email protected]
For immediate release
MFDA Hearing Panel issues Reasons for Decision in the matter of Mary Lambros
March 21, 2011 (Toronto, Ontario) – A Hearing Panel of the Central Regional Council of the MFDA has issued its Reasons for Decision in connection with the settlement hearing held in Toronto, Ontario on March 7, 2011 in the matter of Mary Lorelei Lambros.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 136 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.