
release-Reasons201137
For further information, please contact:
Shaun Devlin Vice-President, Enforcement 416-943-4672 or sdevlin@mfda.ca
NEWS RELEASE
For immediate release
MFDA Hearing Panel issues Reasons for Decision in the matter of Bill Hsueh
May 30, 2012 (Toronto, Ontario) – A Hearing Panel of the Central Regional Council of the MFDA has issued its Reasons for Decision in connection with the disciplinary hearing held in Toronto, Ontario on April 26, 2012 in the matter of Bill Hsueh.
A copy of the Reasons for Decision is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 122 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
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Doc 295966