November 2, 2016 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Robert Henry Young (the “Respondent”) by Notice of Hearing dated October 13, 2016 (the “Notice of Hearing”).
The first appearance in this proceeding, originally scheduled to take place on November 22, 2016, will now be held before a Hearing Panel of the MFDA’s Atlantic Regional Council on November 30, 2016, by teleconference commencing at 10:00 a.m. (Atlantic), or as soon thereafter as the appearance can be held. The appearance will be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.
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