release-Reserve201601
For further information, please contact:
Charles Toth
Director, Litigation
416-943-4619
NEWS RELEASE
For immediate release
MFDA Hearing Panel reserves judgment in the matter of Deborah Bartolini
May 12, 2016 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Deborah Louise Bartolini (the “Respondent”) by Notice of Hearing (the “Notice of Hearing”) dated February 3, 2016.
The hearing of this matter on its merits took place on May 12, 2016 in Toronto, Ontario before a three-member Hearing Panel of the MFDA’s Central Regional Council. After hearing submissions from the parties, the Hearing Panel reserved its decision and advised that it will issue its decision and written reasons in due course.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent carried on business in Welland, Ontario.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.
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