For further information, please contact:
Marco Wynnyckyj Hearings Coordinator
For immediate release
MFDA schedules next appearance in the matter of Bradley Crompton
October 17, 2013 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Bradley Gerard Crompton by Notice of Hearing dated December 20, 2012.
An appearance in this proceeding took place today by teleconference before a three-person Hearing Panel of the MFDA’s Central Regional Council. Following submissions from the parties the Hearing Panel ordered that the next appearance in this matter will take place by teleconference on December 6, 2013 at 9:00 a.m. (Eastern), or as soon thereafter as the appearance can be held, and will be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 115 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.
DM 357330 v1
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