May 19, 2017 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Stéphane Joseph Lamarre (“Respondent”) by Notice of Hearing dated September 2, 2016 (“Notice of Hearing”).
Prior to the hearing of this matter on its merits, scheduled for June 6, 2017, the Respondent made an adjournment request to the Hearing Panel. The Hearing Panel granted the adjournment and the hearing is now scheduled to take place on September 12, 2017, commencing at 10:00 a.m. (Eastern), or as soon thereafter as the matter can be heard, and will be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.
DM 552987 v1